UBS AG
Insider CIK 1114446 · EVF 10% owner · BPS · BFZ · BAF · BNJ · AKP 10% owner · PHT 10% owner · BLJMBT · BYM · BFO 10% owner · BKK 10% owner · MXN · PTY 10% owner · FMN · NCV 10% owner · EVV 10% owner · NCZ 10% owner · FTF 10% owner · EFR 10% owner · MAV 10% owner · EFT · PFN 10% owner · PHD 10% owner · MFM · DNP 10% owner · LEO 10% owner · PPR · MVF · DMF 10% owner · DSM 10% owner · IMC · VOQ · VIM · VTN · VMO · VMV · MFT · IIC · BKN · VPV · VCV · IQN · MHE · RNY · RNJ · MXA 10% owner · XAA 10% owner · VKL
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-11-12 | 2014-11-13 | 37 | — | $0 | 1,078 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2014-11-11 | 2014-11-13 | 14 | — | $0 | 0 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-11-10 | 2014-11-12 | 35 | — | $0 | 1,115 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-11-06 | 2014-11-10 | 47 | — | $0 | 1,150 | SEC↗ |
| NCZ AllianzGI Convertible & In | J Other | 2014-10-24 | 2014-10-27 | 2 | — | $0 | 5,636 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-06-10 | 2014-06-11 | 51 | — | $0 | 1,199 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2014-06-09 | 2014-06-10 | 38 | — | $0 | 14 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-06-09 | 2014-06-10 | 48 | — | $0 | 1,250 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-06-05 | 2014-06-06 | 67 | — | $0 | 1,298 | SEC↗ |
| XAA AMERICAN MUNICIPAL INCOME | J Other | 2014-05-12 | 2014-05-13 | 176 | — | $0 | 0 | SEC↗ |
| MXA MINNESOTA MUNICIPAL INCOME | J Other | 2014-05-09 | 2014-05-12 | 141 | — | $0 | 0 | SEC↗ |
| XAA AMERICAN MUNICIPAL INCOME | J Other | 2014-05-08 | 2014-05-09 | 113 | — | $0 | 176 | SEC↗ |
| MXA MINNESOTA MUNICIPAL INCOME | J Other | 2014-05-07 | 2014-05-08 | 138 | — | $0 | 141 | SEC↗ |
| MXN FIRST AMERICAN MINNESOTA M | J Other | 2014-05-05 | 2014-05-07 | 513 | — | $0 | 0 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2014-04-28 | 2014-04-29 | 16 | — | $0 | 51 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2014-04-28 | 2014-05-02 | 15 | — | $0 | 52 | SEC↗ |
| EFR EATON VANCE SENIOR FLOATIN | P Buy | 2014-04-02 | 2014-04-03 | 2 | — | $0 | 2,833 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-18 | 2014-03-19 | 256 | — | $0 | 0 | SEC↗ |
| FTF FRANKLIN TEMPLETON LTD DUR | S Sale | 2014-03-14 | 2014-03-17 | 1 | — | $0 | 593 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-14 | 2014-03-17 | 121 | — | $0 | 256 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2014-03-13 | 2014-03-17 | 391 | — | $0 | 377 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-03-03 | 2014-03-04 | 183 | — | $0 | 1,365 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-02-27 | 2014-02-28 | 126 | — | $0 | 1,548 | SEC↗ |
| PFN PIMCO Income Strategy Fund | P Buy | 2014-02-25 | 2014-02-26 | 1 | — | $0 | 1,422 | SEC↗ |
| PTY PIMCO CORPORATE & INCOME O | P Buy | 2014-02-25 | 2014-02-26 | 1 | — | $0 | 3,242 | SEC↗ |
| EVF EATON VANCE SENIOR INCOME | P Buy | 2014-02-25 | 2014-02-26 | 1 | — | $0 | 1,893 | SEC↗ |
| PFN PIMCO Income Strategy Fund | P Buy | 2014-02-03 | 2014-02-04 | 1 | — | $0 | 1,421 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-01-21 | 2014-01-22 | 101 | — | $0 | 1,674 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-01-16 | 2014-01-17 | 69 | — | $0 | 1,775 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-01-06 | 2014-01-08 | 47 | — | $0 | 1,844 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2014-01-06 | 2014-01-08 | 82 | — | $0 | 2,324 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2014-01-06 | 2014-01-08 | 35 | — | $0 | 67 | SEC↗ |
| DMF DREYFUS MUNICIPAL INCOME I | J Other | 2014-01-03 | 2014-01-07 | 97 | — | $0 | 825 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2014-01-03 | 2014-01-07 | 114 | — | $0 | 2,406 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2014-01-02 | 2014-01-06 | 67 | — | $0 | 1,891 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2014-01-02 | 2014-01-06 | 291 | — | $0 | 2,520 | SEC↗ |
| DMF DREYFUS MUNICIPAL INCOME I | J Other | 2014-01-02 | 2014-01-06 | 140 | — | $0 | 922 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2014-01-02 | 2014-01-07 | 123 | — | $0 | 1,487 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-12-31 | 2014-01-03 | 51 | — | $0 | 1,958 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-12-31 | 2014-01-03 | 170 | — | $0 | 2,811 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2013-12-31 | 2014-01-03 | 284 | — | $0 | 1,611 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-12-31 | 2014-01-10 | 51 | — | $0 | 1,958 | SEC↗ |
| PHD Pioneer Floating Rate Trus | J Other | 2013-12-06 | 2013-12-09 | 397 | — | $0 | 0 | SEC↗ |
| PHD Pioneer Floating Rate Trus | J Other | 2013-12-05 | 2013-12-09 | 739 | — | $0 | 397 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-12-03 | 2013-12-04 | 61 | — | $0 | 2,008 | SEC↗ |
| PHD Pioneer Floating Rate Trus | J Other | 2013-12-03 | 2013-12-04 | 458 | — | $0 | 1,136 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-12-03 | 2013-12-05 | 60 | — | $0 | 2,009 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-12-02 | 2013-12-03 | 60 | — | $0 | 102 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-12-02 | 2013-12-03 | 57 | — | $0 | 2,069 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-11-29 | 2013-12-03 | 81 | — | $0 | 2,126 | SEC↗ |
| EFR EATON VANCE SENIOR FLOATIN | P Buy | 2013-11-12 | 2013-11-13 | 1 | — | $0 | 2,831 | SEC↗ |
| AKP ALLIANCE CALIFORNIA MUNICI | P Buy | 2013-11-08 | 2013-11-12 | 1 | — | $0 | 351 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-10-28 | 2013-10-29 | 207 | — | $0 | 162 | SEC↗ |
| NCV AllianzGI Convertible & In | P Buy | 2013-10-18 | 2013-10-22 | 1 | — | $0 | 8,056 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-10-09 | 2013-10-10 | 54 | — | $0 | 2,207 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-10-08 | 2013-10-10 | 41 | — | $0 | 2,261 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-10-07 | 2013-10-08 | 38 | — | $0 | 2,302 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-09-12 | 2013-09-13 | 59 | — | $0 | 2,340 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-09-10 | 2013-09-11 | 45 | — | $0 | 2,399 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-09-09 | 2013-09-10 | 43 | — | $0 | 369 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-09-09 | 2013-09-11 | 42 | — | $0 | 2,444 | SEC↗ |
| DMF DREYFUS MUNICIPAL INCOME I | J Other | 2013-08-30 | 2013-09-03 | 73 | — | $0 | 1,062 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-30 | 2013-09-04 | 84 | — | $0 | 2,981 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-29 | 2013-09-03 | 96 | — | $0 | 1,895 | SEC↗ |
| DMF DREYFUS MUNICIPAL INCOME I | J Other | 2013-08-29 | 2013-09-03 | 103 | — | $0 | 1,135 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-29 | 2013-09-03 | 93 | — | $0 | 3,065 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-28 | 2013-08-30 | 124 | — | $0 | 3,158 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-28 | 2013-08-30 | 113 | — | $0 | 1,991 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-27 | 2013-08-28 | 117 | — | $0 | 1,987 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-27 | 2013-08-28 | 127 | — | $0 | 3,282 | SEC↗ |
| DSM DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-26 | 2013-08-28 | 109 | — | $0 | 2,104 | SEC↗ |
| LEO DREYFUS STRATEGIC MUNICIPA | J Other | 2013-08-26 | 2013-08-28 | 59 | — | $0 | 3,409 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-08-06 | 2013-08-07 | 191 | — | $0 | 2,486 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-08-05 | 2013-08-07 | 178 | — | $0 | 2,677 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-08-01 | 2013-08-02 | 252 | — | $0 | 2,855 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-07-01 | 2013-07-02 | 151 | — | $0 | 412 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | P Buy | 2013-06-19 | 2013-06-21 | 4 | — | $0 | 5,148 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-05-28 | 2013-05-29 | 73 | — | $0 | 3,107 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-05-23 | 2013-05-24 | 50 | — | $0 | 3,180 | SEC↗ |
| PFN PIMCO Income Strategy Fund | J Other | 2013-04-16 | 2013-04-17 | 2 | — | $0 | 1,420 | SEC↗ |
| NCV AGIC Convertible & Income | J Other | 2013-04-16 | 2013-04-17 | 1 | — | $0 | 8,055 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-01-31 | 2013-02-01 | 16 | — | $0 | 3,230 | SEC↗ |
| NCV AGIC Convertible & Income | J Other | 2013-01-29 | 2013-01-30 | 1 | — | $0 | 8,054 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-01-28 | 2013-01-29 | 291 | — | $0 | 563 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-01-28 | 2013-01-29 | 3 | — | $0 | 3,246 | SEC↗ |
| BKK BLACKROCK MUNICIPAL 2020 T | J Other | 2013-01-23 | 2013-01-24 | 211 | — | $0 | 3,249 | SEC↗ |
| BFO BLACKROCK FLORIDA MUNICIPA | J Other | 2013-01-23 | 2013-01-24 | 71 | — | $0 | 854 | SEC↗ |
| DNP DNP SELECT INCOME FUND INC | J Other | 2012-12-26 | 2012-12-27 | 3,809 | — | $0 | 0 | SEC↗ |
| DNP DNP SELECT INCOME FUND INC | J Other | 2012-12-24 | 2012-12-26 | 3,845 | — | $0 | 3,809 | SEC↗ |
| EFT Eaton Vance Floating-Rate | J Other | 2012-12-19 | 2012-12-20 | 1,644 | — | $0 | 0 | SEC↗ |
| PTY PIMCO CORPORATE & INCOME O | J Other | 2012-12-07 | 2012-12-10 | 3 | — | $0 | 3,241 | SEC↗ |
| EVV EATON VANCE LTD DURATION I | J Other | 2012-12-06 | 2012-12-10 | 2 | — | $0 | 5,144 | SEC↗ |
| XAA AMERICAN MUNICIPAL INCOME | J Other | 2012-11-02 | 2012-11-06 | 1 | — | $0 | 289 | SEC↗ |
| MFM MFS MUNICIPAL INCOME TRUST | J Other | 2012-09-18 | 2012-09-19 | 467 | — | $0 | 0 | SEC↗ |
| PHT PIONEER HIGH INCOME TRUST | J Other | 2012-09-05 | 2012-09-06 | 2 | — | $0 | 768 | SEC↗ |
| PFN PIMCO Income Strategy Fund | J Other | 2012-08-01 | 2012-08-02 | 1 | — | $0 | 1,418 | SEC↗ |
| NCV AGIC Convertible & Income | J Other | 2012-07-25 | 2012-07-26 | 3 | — | $0 | 8,053 | SEC↗ |
| RNJ BLACKROCK NEW JERSEY INVES | J Other | 2012-07-24 | 2012-07-25 | 148 | — | $0 | 0 | SEC↗ |
| RNY BLACKROCK NEW YORK INVESTM | J Other | 2012-07-20 | 2012-07-23 | 243 | — | $0 | 0 | SEC↗ |
| BLJMBT BLACKROCK NEW JERSEY MUNIC | J Other | 2012-07-07 | 2012-07-16 | 94 | — | $0 | 0 | SEC↗ |
| MAV PIONEER MUNICIPAL HIGH INC | J Other | 2012-07-07 | 2012-07-16 | 2 | — | $0 | 2,286 | SEC↗ |
| BPS BLACKROCK PENNSYLVANIA STR | J Other | 2012-07-03 | 2012-07-16 | 109 | — | $0 | 0 | SEC↗ |
| IQN Invesco New York Quality M | J Other | 2012-06-30 | 2012-07-09 | 39 | — | $0 | 0 | SEC↗ |
| VOQ Invesco Van Kampen Ohio Qu | J Other | 2012-06-30 | 2012-07-09 | 159 | — | $0 | 0 | SEC↗ |
| IIC Invesco California Municip | J Other | 2012-06-30 | 2012-07-09 | 105 | — | $0 | 0 | SEC↗ |
| VIM Invesco Van Kampen Trust f | J Other | 2012-06-30 | 2012-07-09 | 225 | — | $0 | 0 | SEC↗ |
| IMC Invesco Value Municipal Bo | J Other | 2012-06-30 | 2012-07-09 | 40 | — | $0 | 0 | SEC↗ |
| MHE MASSACHUSETTS HEALTH & EDU | J Other | 2012-06-30 | 2012-07-09 | 103 | — | $0 | 0 | SEC↗ |
| DNP DNP SELECT INCOME FUND INC | J Other | 2012-06-19 | 2012-06-20 | 202 | $96.00 | $19.4K | 7,654 | SEC↗ |
| VCV Invesco Van Kampen Califor | J Other | 2012-05-31 | 2012-06-08 | 685 | — | $0 | 24 | SEC↗ |
| VMO Invesco Van Kampen Municip | J Other | 2012-05-31 | 2012-06-08 | 1,009 | — | $0 | 0 | SEC↗ |
| VTN Invesco Van Kampen Trust f | J Other | 2012-05-31 | 2012-06-08 | 242 | — | $0 | 76 | SEC↗ |
| VKL Invesco Van Kampen Select | J Other | 2012-05-31 | 2012-06-08 | 352 | — | $0 | 6 | SEC↗ |
| VMV Invesco Van Kampen Massach | J Other | 2012-05-31 | 2012-06-08 | 236 | — | $0 | 0 | SEC↗ |
| VPV Invesco Van Kampen Pennsyl | J Other | 2012-05-31 | 2012-06-08 | 532 | — | $0 | 83 | SEC↗ |
| BFZ BLACKROCK CALIFORNIA MUNIC | J Other | 2012-04-30 | 2012-05-09 | 731 | — | $0 | 0 | SEC↗ |
| BNJ BLACKROCK NEW JERSEY MUNIC | J Other | 2012-04-30 | 2012-05-09 | 293 | — | $0 | 0 | SEC↗ |
| BKN BLACKROCK INVESTMENT QUALI | J Other | 2012-01-31 | 2012-02-09 | 582 | — | $0 | 0 | SEC↗ |
| BAF BLACKROCK MUNICIPAL INCOME | J Other | 2012-01-31 | 2012-02-09 | 280 | — | $0 | 0 | SEC↗ |
| MFT BLACKROCK MUNIYIELD INVEST | J Other | 2012-01-31 | 2012-02-09 | 384 | — | $0 | 0 | SEC↗ |
| BYM BLACKROCK MUNICIPAL INCOME | J Other | 2012-01-31 | 2012-02-09 | 981 | — | $0 | 0 | SEC↗ |
| MVF BLACKROCK MUNIVEST FUND IN | J Other | 2012-01-31 | 2012-02-09 | 1,171 | — | $0 | 0 | SEC↗ |
| PPR ING PRIME RATE TRUST | J Other | 2011-12-31 | 2012-01-10 | 170 | — | $0 | 0 | SEC↗ |
| FMN FEDERATED PREMIER MUNICIPA | J Other | 2011-12-22 | 2012-01-05 | 148 | — | $0 | 0 | SEC↗ |