FNGN

Financial Engines, Inc.CIK 1430592 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

—

0 trades · 0 insiders

Open-mkt sales · 90d

—

0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for FNGN PRO

XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%
XXXX	$█.██M	██	+██%

AI insights for FNGN

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

Upgrade to Pro · $99/year Already Pro? Log in

Daily buy vs sell · 90 days

No data yet.

Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Antone Lewis JR	EVP, General Counsel and Sec.	71	$0	$315.8K	2018-07-19
Cruse Gina M	EVP, Human Resources	36	$0	$269.9K	2018-07-19
Foster Craig L	EVP & CFO	6	$0	$0	2018-07-19
O'Donnell Kelly	EVP, CAO & CRO	160	$0	$2.93M	2018-07-19
Berg-Lacy E. Olena	Director	91	$0	$2.04M	2018-07-19
Raffone Lawrence M.	President & CEO	210	$428.1K	$16.56M	2018-07-19
Jones Christopher L.	EVP & Chief Investment Officer	340	$1.4K	$24.12M	2018-07-19
Grossman Blake R.	Director	50	$747.6K	$436.0K	2018-07-19
Bunch John	President, FE Advisors	32	$0	$1.56M	2018-07-19
Martin Michael E.	Director	12	$0	$315.99M	2018-07-19
GRUNDFEST JOSEPH	Director	71	$0	$12.89M	2018-07-19
HURET ROBERT A	Director	46	$0	$0	2018-07-19
YOFFIE DAVID B	Director	57	$0	$2.33M	2018-07-19
SHOVEN JOHN B	Director	60	$0	$2.25M	2018-07-19
FIELDS HEIDI	Director	50	$0	$159.9K	2018-07-19
Campbell Michael Jerome	EVP, Technology	123	$0	$2.87M	2017-11-11
GRACE JEFFREY C	Other	103	$0	$3.93M	2017-11-11
Warburg Pincus X Partners, L.P.	Director	1	$0	$135.81M	2017-08-22
WARBURG PINCUS LLC	Other	3	$0	$315.99M	2017-08-22
Sims Raymond J.	EVP, CFO & Chief Risk Officer	254	$0	$17.75M	2017-05-12
Warburg Pincus Private Equity X, L.P.	Director	1	$0	$180.19M	2017-03-10
Cheong Chung Meng	EVP, Product & Consumer Mktg	18	$0	$1.02M	2016-12-08
Gamble Paul	EVP, Distrib & Inst Services	41	$0	$761.8K	2016-11-23
KOONTZ PAUL G	Director	29	$0	$5.90M	2016-05-16
Tuttle Anne S.	EVP, General Counsel	300	$0	$6.22M	2016-02-26
Costello Mark Peter	EVP, Service Delivery	37	$0	$0	2016-02-18
Warburg Pincus X, L.P.	Director, 10% Owner	1	$0	$0	2016-02-01
Maggioncalda Jeffrey Nacey	CEO and President	310	$0	$38.76M	2014-12-30
SHARP MARY LEE	EVP Human Resources	100	$0	$1.31M	2014-05-23
Hallee Garry W.	EVP, Technology & Svc Delivery	180	$0	$17.63M	2014-04-22
BOWER JUNE	EVP Marketing	3	$0	$0	2012-11-16

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
HURET ROBERT A	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
HURET ROBERT A	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
HURET ROBERT A	Director	D To issuer deriv	2018-07-19	2018-07-23	50,000	—	$0	0	SEC↗
HURET ROBERT A	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
HURET ROBERT A	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	10,000	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	50,000	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	10,000	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
FIELDS HEIDI	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
Grossman Blake R.	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
Grossman Blake R.	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
Grossman Blake R.	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
Grossman Blake R.	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
Grossman Blake R.	Director	D To issuer deriv	2018-07-19	2018-07-23	50,000	—	$0	0	SEC↗
Martin Michael E.	Director	D To issuer deriv	2018-07-19	2018-07-23	25,000	—	$0	0	SEC↗
Martin Michael E.	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
Martin Michael E.	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
SHOVEN JOHN B	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
SHOVEN JOHN B	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
SHOVEN JOHN B	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
SHOVEN JOHN B	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
SHOVEN JOHN B	Director	D To issuer deriv	2018-07-19	2018-07-23	10,000	—	$0	0	SEC↗
YOFFIE DAVID B	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
YOFFIE DAVID B	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
YOFFIE DAVID B	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
YOFFIE DAVID B	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
Berg-Lacy E. Olena	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
Berg-Lacy E. Olena	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
Berg-Lacy E. Olena	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
Berg-Lacy E. Olena	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer deriv	2018-07-19	2018-07-23	10,000	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer deriv	2018-07-19	2018-07-23	4,482	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer deriv	2018-07-19	2018-07-23	2,517	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer deriv	2018-07-19	2018-07-23	1,224	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer deriv	2018-07-19	2018-07-23	2,567	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	1,678	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	951	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	21,384	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	4,730	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	4,403	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	7,559	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	3,810	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	10,925	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	4,700	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	10,420	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	15,655	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	24,093	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer deriv	2018-07-19	2018-07-23	9,384	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	6,101	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	16,558	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	14,237	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	7,995	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	4,656	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	28,912	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	1,390	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	D To issuer deriv	2018-07-19	2018-07-23	22,618	—	$0	0	SEC↗
Foster Craig L	EVP & CFO	D To issuer deriv	2018-07-19	2018-07-23	54,941	—	$0	0	SEC↗
Foster Craig L	EVP & CFO	D To issuer deriv	2018-07-19	2018-07-23	63,695	—	$0	0	SEC↗
Foster Craig L	EVP & CFO	D To issuer deriv	2018-07-19	2018-07-23	19,419	—	$0	0	SEC↗
Foster Craig L	EVP & CFO	D To issuer deriv	2018-07-19	2018-07-23	181,535	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	16,931	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	30,501	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	82,288	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	60,211	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	146,264	—	$0	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer deriv	2018-07-19	2018-07-23	29,085	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	115,414	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	96,371	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	26,635	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	48,570	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	39,420	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	8,514	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	25,291	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	14,814	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	20,334	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	5,250	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	71,554	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer deriv	2018-07-19	2018-07-23	52,684	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	3,341	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	12,699	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	19,855	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	16,304	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	1,260	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	16,950	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	66,780	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	62,641	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	45,158	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	56,174	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer deriv	2018-07-19	2018-07-23	13,218	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	32,688	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	236,074	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	202,378	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	8,352	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	42,701	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	35,554	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	54,942	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	9,640	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	87,485	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	39,420	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	69,380	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	126,442	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer deriv	2018-07-19	2018-07-23	155,445	—	$0	0	SEC↗
HURET ROBERT A	Director	D To issuer	2018-07-19	2018-07-23	26,290	$45.00	$1.18M	0	SEC↗
FIELDS HEIDI	Director	D To issuer	2018-07-19	2018-07-23	21,290	$45.00	$958.0K	0	SEC↗
Grossman Blake R.	Director	D To issuer	2018-07-19	2018-07-23	59,290	—	$0	0	SEC↗
Martin Michael E.	Director	D To issuer	2018-07-19	2018-07-23	2,568	$45.00	$115.6K	0	SEC↗
SHOVEN JOHN B	Director	D To issuer	2018-07-19	2018-07-23	26,290	$45.00	$1.18M	0	SEC↗
YOFFIE DAVID B	Director	D To issuer	2018-07-19	2018-07-23	26,290	$45.00	$1.18M	0	SEC↗
Berg-Lacy E. Olena	Director	D To issuer	2018-07-19	2018-07-23	22,415	$45.00	$1.01M	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer	2018-07-19	2018-07-23	110,500	$45.00	$4.97M	0	SEC↗
GRUNDFEST JOSEPH	Director	D To issuer	2018-07-19	2018-07-23	26,290	$45.00	$1.18M	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	D To issuer	2018-07-19	2018-07-23	4,475	$45.00	$201.4K	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	D To issuer	2018-07-19	2018-07-23	18,754	$45.00	$843.9K	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	D To issuer	2018-07-19	2018-07-23	54,566	$45.00	$2.46M	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	D To issuer	2018-07-19	2018-07-23	29,284	$45.00	$1.32M	0	SEC↗
Raffone Lawrence M.	President & CEO	D To issuer	2018-07-19	2018-07-23	94,387	$45.00	$4.25M	0	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise deriv	2018-07-05	2018-07-06	2,000	—	$0	144,264	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise	2018-07-05	2018-07-06	2,000	$24.59	$49.2K	20,754	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	S Sale	2018-07-05	2018-07-06	2,000	$45.00	$90.0K	18,754	SEC↗
GRUNDFEST JOSEPH	Director	S Sale	2018-06-08	2018-06-11	27,250	$44.82	$1.22M	110,500	SEC↗
GRUNDFEST JOSEPH	Director	G Gift	2018-06-08	2018-06-11	22,250	—	$0	137,750	SEC↗
FIELDS HEIDI	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
Berg-Lacy E. Olena	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
HURET ROBERT A	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
Grossman Blake R.	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
GRUNDFEST JOSEPH	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
YOFFIE DAVID B	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
SHOVEN JOHN B	Director	M Exercise deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
Martin Michael E.	Director	A Award deriv	2018-05-23	2018-05-23	4,482	—	$0	4,482	SEC↗
FIELDS HEIDI	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
Berg-Lacy E. Olena	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
HURET ROBERT A	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
Grossman Blake R.	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
YOFFIE DAVID B	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
SHOVEN JOHN B	Director	M Exercise deriv	2018-05-21	2018-05-23	1,255	—	$0	0	SEC↗
FIELDS HEIDI	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	21,290	SEC↗
Berg-Lacy E. Olena	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	22,415	SEC↗
HURET ROBERT A	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	26,290	SEC↗
Grossman Blake R.	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	59,290	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	26,290	SEC↗
YOFFIE DAVID B	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	26,290	SEC↗
SHOVEN JOHN B	Director	M Exercise	2018-05-21	2018-05-23	1,255	—	$0	26,290	SEC↗
Berg-Lacy E. Olena	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
Berg-Lacy E. Olena	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
Berg-Lacy E. Olena	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
FIELDS HEIDI	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
FIELDS HEIDI	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
FIELDS HEIDI	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
Grossman Blake R.	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
Grossman Blake R.	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
Grossman Blake R.	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
HURET ROBERT A	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
HURET ROBERT A	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
HURET ROBERT A	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	2,444	SEC↗
SHOVEN JOHN B	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
SHOVEN JOHN B	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
SHOVEN JOHN B	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
YOFFIE DAVID B	Director	M Exercise deriv	2018-05-15	2018-05-17	2,517	—	$0	2,517	SEC↗
YOFFIE DAVID B	Director	M Exercise deriv	2018-05-15	2018-05-17	1,224	—	$0	1,224	SEC↗
YOFFIE DAVID B	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
Martin Michael E.	Director	M Exercise deriv	2018-05-15	2018-05-17	2,568	—	$0	2,567	SEC↗
Berg-Lacy E. Olena	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	21,160	SEC↗
FIELDS HEIDI	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	20,035	SEC↗
Grossman Blake R.	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	58,035	SEC↗
GRUNDFEST JOSEPH	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	25,035	SEC↗
HURET ROBERT A	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	25,035	SEC↗
SHOVEN JOHN B	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	25,035	SEC↗
YOFFIE DAVID B	Director	M Exercise	2018-05-15	2018-05-17	6,309	—	$0	25,035	SEC↗
Martin Michael E.	Director	M Exercise	2018-05-15	2018-05-17	2,568	—	$0	2,568	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	A Award deriv	2018-04-30	2018-05-01	10,000	—	$0	146,264	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	S Sale	2018-04-30	2018-05-01	10,000	$44.40	$444.0K	18,754	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise	2018-04-30	2018-05-01	10,000	$24.59	$245.9K	28,754	SEC↗
Cruse Gina M	EVP, Human Resources	S Sale	2018-04-11	2018-04-12	454	$32.50	$14.8K	0	SEC↗
Cruse Gina M	EVP, Human Resources	S Sale	2018-03-16	2018-03-16	455	$34.65	$15.8K	454	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise deriv	2018-03-15	2018-03-16	1,390	—	$0	1,390	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise	2018-03-15	2018-03-16	1,390	—	$0	1,390	SEC↗
Cruse Gina M	EVP, Human Resources	F Tax w/h	2018-03-15	2018-03-16	481	$34.65	$16.7K	909	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	A Award deriv	2018-02-27	2018-02-28	56,174	—	$0	56,174	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	A Award deriv	2018-02-27	2018-02-28	19,855	—	$0	19,855	SEC↗
Raffone Lawrence M.	President & CEO	A Award deriv	2018-02-27	2018-02-28	155,445	—	$0	155,445	SEC↗
Raffone Lawrence M.	President & CEO	A Award deriv	2018-02-27	2018-02-28	54,942	—	$0	54,942	SEC↗
Foster Craig L	EVP & CFO	A Award deriv	2018-02-27	2018-02-28	54,941	—	$0	54,941	SEC↗
Foster Craig L	EVP & CFO	A Award deriv	2018-02-27	2018-02-28	19,419	—	$0	19,419	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	A Award deriv	2018-02-27	2018-02-28	82,288	—	$0	82,288	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	A Award deriv	2018-02-27	2018-02-28	29,085	—	$0	29,085	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	A Award deriv	2018-02-27	2018-02-28	71,554	—	$0	71,554	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	A Award deriv	2018-02-27	2018-02-28	25,291	—	$0	25,291	SEC↗
Cruse Gina M	EVP, Human Resources	A Award deriv	2018-02-27	2018-02-28	22,618	—	$0	22,618	SEC↗
Cruse Gina M	EVP, Human Resources	A Award deriv	2018-02-27	2018-02-28	7,995	—	$0	7,995	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	A Award deriv	2018-02-27	2018-02-28	21,384	—	$0	21,384	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	A Award deriv	2018-02-27	2018-02-28	7,559	—	$0	7,559	SEC↗
Cruse Gina M	EVP, Human Resources	S Sale	2018-02-27	2018-02-28	3,010	$35.45	$106.7K	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise deriv	2018-02-26	2018-02-28	1,564	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise deriv	2018-02-26	2018-02-28	4,232	—	$0	12,699	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise deriv	2018-02-26	2018-02-28	6,608	—	$0	13,218	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise deriv	2018-02-26	2018-02-28	11,851	—	$0	35,554	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise deriv	2018-02-26	2018-02-28	3,017	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise deriv	2018-02-26	2018-02-28	21,350	—	$0	42,701	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise deriv	2018-02-26	2018-02-28	5,643	—	$0	16,931	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2018-02-26	2018-02-28	4,938	—	$0	14,814	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2018-02-26	2018-02-28	10,167	—	$0	20,334	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2018-02-26	2018-02-28	2,458	—	$0	0	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise deriv	2018-02-26	2018-02-28	1,552	—	$0	4,656	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise deriv	2018-02-26	2018-02-28	3,050	—	$0	6,101	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise deriv	2018-02-26	2018-02-28	1,467	—	$0	4,403	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise deriv	2018-02-26	2018-02-28	2,365	—	$0	4,730	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise	2018-02-26	2018-02-28	1,564	—	$0	29,745	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	F Tax w/h	2018-02-26	2018-02-28	1,947	$35.90	$69.9K	28,181	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	F Tax w/h	2018-02-26	2018-02-28	1,247	$35.90	$44.8K	23,520	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise	2018-02-26	2018-02-28	4,232	—	$0	24,767	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	F Tax w/h	2018-02-26	2018-02-28	461	$35.90	$16.5K	29,284	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise	2018-02-26	2018-02-28	6,608	—	$0	30,128	SEC↗
Raffone Lawrence M.	President & CEO	F Tax w/h	2018-02-26	2018-02-28	5,268	$35.90	$189.1K	94,387	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise	2018-02-26	2018-02-28	11,851	—	$0	99,655	SEC↗
Raffone Lawrence M.	President & CEO	F Tax w/h	2018-02-26	2018-02-28	9,491	$35.90	$340.7K	87,804	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise	2018-02-26	2018-02-28	21,350	—	$0	97,295	SEC↗
Raffone Lawrence M.	President & CEO	F Tax w/h	2018-02-26	2018-02-28	1,206	$35.90	$43.3K	75,945	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise	2018-02-26	2018-02-28	3,017	—	$0	77,151	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise	2018-02-26	2018-02-28	5,643	—	$0	21,229	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	F Tax w/h	2018-02-26	2018-02-28	2,475	$35.90	$88.9K	18,754	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	F Tax w/h	2018-02-26	2018-02-28	2,449	$35.90	$87.9K	54,566	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2018-02-26	2018-02-28	4,938	—	$0	57,015	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	F Tax w/h	2018-02-26	2018-02-28	5,041	$35.90	$181.0K	52,077	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2018-02-26	2018-02-28	10,167	—	$0	57,118	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	F Tax w/h	2018-02-26	2018-02-28	1,219	$35.90	$43.8K	46,951	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2018-02-26	2018-02-28	2,458	—	$0	48,170	SEC↗
Cruse Gina M	EVP, Human Resources	F Tax w/h	2018-02-26	2018-02-28	537	$35.90	$19.3K	3,010	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise	2018-02-26	2018-02-28	1,552	—	$0	3,547	SEC↗
Cruse Gina M	EVP, Human Resources	F Tax w/h	2018-02-26	2018-02-28	1,055	$35.90	$37.9K	1,995	SEC↗
Cruse Gina M	EVP, Human Resources	M Exercise	2018-02-26	2018-02-28	3,050	—	$0	3,050	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	F Tax w/h	2018-02-26	2018-02-28	697	$35.90	$25.0K	3,441	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise	2018-02-26	2018-02-28	2,365	—	$0	4,138	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise	2018-02-26	2018-02-28	1,467	—	$0	4,908	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	F Tax w/h	2018-02-26	2018-02-28	433	$35.90	$15.5K	4,475	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	S Sale	2018-02-23	2018-02-26	5,000	$35.00	$175.0K	15,586	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	S Sale	2018-02-23	2018-02-26	14,663	$34.30	$502.9K	45,712	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise deriv	2018-02-22	2018-02-23	10,764	—	$0	0	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise deriv	2018-02-22	2018-02-23	2,464	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2018-02-22	2018-02-26	5,534	—	$0	0	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise	2018-02-22	2018-02-23	10,764	—	$0	77,304	SEC↗
Raffone Lawrence M.	President & CEO	F Tax w/h	2018-02-22	2018-02-23	3,170	$29.95	$94.9K	74,134	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise	2018-02-22	2018-02-23	2,464	—	$0	21,261	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	F Tax w/h	2018-02-22	2018-02-23	726	$29.95	$21.7K	20,535	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2018-02-22	2018-02-26	5,534	—	$0	62,289	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	F Tax w/h	2018-02-22	2018-02-26	1,914	$29.95	$57.3K	60,375	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise deriv	2018-02-01	2018-02-02	15,250	—	$0	30,501	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	M Exercise	2018-02-01	2018-02-02	15,250	—	$0	25,200	SEC↗
Bunch John	EVP, COO & Pres FE Advisors	F Tax w/h	2018-02-01	2018-02-02	4,614	$28.80	$132.9K	20,586	SEC↗
Grossman Blake R.	Director	P Buy	2017-12-08	2017-12-11	8,000	$28.86	$230.9K	51,726	SEC↗
Raffone Lawrence M.	President & CEO	P Buy	2017-12-07	2017-12-08	15,000	$28.54	$428.1K	66,540	SEC↗
Grossman Blake R.	Director	P Buy	2017-12-07	2017-12-08	10,000	$28.58	$285.8K	43,726	SEC↗
Grossman Blake R.	Director	P Buy	2017-12-07	2017-12-08	8,000	$28.86	$230.9K	51,726	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise deriv	2017-11-22	2017-11-22	425	—	$0	0	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise deriv	2017-11-22	2017-11-22	839	—	$0	1,678	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise deriv	2017-11-22	2017-11-22	951	—	$0	951	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	F Tax w/h	2017-11-22	2017-11-22	273	$27.30	$7.5K	1,131	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise	2017-11-22	2017-11-22	839	—	$0	1,404	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise	2017-11-22	2017-11-22	425	—	$0	703	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	M Exercise	2017-11-22	2017-11-22	951	—	$0	2,082	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	F Tax w/h	2017-11-22	2017-11-22	309	$27.30	$8.4K	1,773	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	F Tax w/h	2017-11-22	2017-11-22	138	$27.30	$3.8K	565	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise deriv	2017-11-11	2017-11-14	8,352	—	$0	8,352	SEC↗
GRACE JEFFREY C	Other	M Exercise deriv	2017-11-11	2017-11-14	1,098	—	$0	1,098	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	M Exercise deriv	2017-11-11	2017-11-14	1,909	—	$0	1,910	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise deriv	2017-11-11	2017-11-14	3,341	—	$0	3,341	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2017-11-11	2017-11-14	5,250	—	$0	5,250	SEC↗
Raffone Lawrence M.	President & CEO	M Exercise	2017-11-11	2017-11-14	8,352	—	$0	55,470	SEC↗
Raffone Lawrence M.	President & CEO	F Tax w/h	2017-11-11	2017-11-14	3,930	$26.95	$105.9K	51,540	SEC↗
GRACE JEFFREY C	Other	M Exercise	2017-11-11	2017-11-14	1,098	—	$0	4,332	SEC↗
GRACE JEFFREY C	Other	F Tax w/h	2017-11-11	2017-11-14	413	$26.95	$11.1K	3,919	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	M Exercise	2017-11-11	2017-11-14	1,909	—	$0	40,929	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	F Tax w/h	2017-11-11	2017-11-14	718	$26.95	$19.4K	40,211	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	M Exercise	2017-11-11	2017-11-14	3,341	—	$0	19,882	SEC↗
O'Donnell Kelly	EVP, CAO & CRO	F Tax w/h	2017-11-11	2017-11-14	1,085	$26.95	$29.2K	18,797	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2017-11-11	2017-11-14	5,250	—	$0	58,728	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	F Tax w/h	2017-11-11	2017-11-14	1,973	$26.95	$53.2K	56,755	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise deriv	2017-11-06	2017-11-07	12,515	—	$0	0	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	M Exercise	2017-11-06	2017-11-07	12,515	$7.99	$100.0K	53,478	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	S Sale	2017-11-01	2017-11-02	269	$36.40	$9.8K	278	SEC↗
GRACE JEFFREY C	Other	M Exercise deriv	2017-10-26	2017-10-27	6,180	—	$0	0	SEC↗
GRACE JEFFREY C	Other	S Sale	2017-10-26	2017-10-27	6,180	$37.00	$228.7K	3,234	SEC↗
GRACE JEFFREY C	Other	M Exercise	2017-10-26	2017-10-27	6,180	$26.22	$162.0K	9,414	SEC↗
Jones Christopher L.	EVP & Chief Investment Offic	S Sale	2017-10-25	2017-10-26	6,982	$36.51	$254.9K	40,963	SEC↗
GRACE JEFFREY C	Other	M Exercise deriv	2017-10-23	2017-10-25	2,000	—	$0	6,180	SEC↗
GRACE JEFFREY C	Other	S Sale	2017-10-23	2017-10-25	2,000	$37.00	$74.0K	3,234	SEC↗
GRACE JEFFREY C	Other	M Exercise	2017-10-23	2017-10-25	2,000	$26.22	$52.4K	5,234	SEC↗
Antone Lewis JR	EVP, General Counsel and Sec	S Sale	2017-10-18	2017-10-19	269	$36.35	$9.8K	547	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	M Exercise deriv	2017-10-17	2017-10-17	2,000	—	$0	2,813	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	M Exercise	2017-10-17	2017-10-17	2,000	$6.51	$13.0K	41,020	SEC↗
Campbell Michael Jerome	EVP, Product & Technology	S Sale	2017-10-17	2017-10-17	2,000	$36.78	$73.6K	39,020	SEC↗
GRACE JEFFREY C	Other	M Exercise deriv	2017-10-16	2017-10-17	7,783	—	$0	2,006	SEC↗
GRACE JEFFREY C	Other	S Sale	2017-10-16	2017-10-17	7,783	$36.83	$286.6K	3,234	SEC↗
GRACE JEFFREY C	Other	M Exercise	2017-10-16	2017-10-17	7,783	$8.75	$68.1K	11,017	SEC↗