Open-mkt buys · 90d
—
0 trades · 0 insiders
Open-mkt sales · 90d
—
0 trades · 0 insiders
Net · 90d
$0
Insiders on file
21
Daily buy vs sell · 90 days
No data yet.
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| HARRISON THOMAS L | Director | 13 | $102.0K | $187.1K | 2017-12-08 |
| Arthur Michael W | Director | 6 | $0 | $40.8K | 2017-11-30 |
| BRANDT THOMAS HOWARD | Director | 7 | $0 | $36.5K | 2017-11-29 |
| Berman Bernard D | President and CCO | 26 | $0 | $0 | 2017-10-26 |
| TANNENBAUM LEONARD M | Chief Executive Officer | 27 | $0 | $0 | 2017-10-26 |
| FRANK ALEXANDER C | Director | 13 | $0 | $0 | 2017-10-17 |
| Velgot James F | Director | 6 | $0 | $0 | 2017-10-16 |
| Bond Jodi Hanson | Director | 1 | $0 | $0 | 2017-05-04 |
| Dalton Patrick J | Co-President | 3 | $0 | $0 | 2017-01-03 |
| AUGUST NATHANIEL H. | Director, 10% Owner | 11 | $479.5K | $2.35M | 2016-08-30 |
| Mangrove Partners Master Fund, Ltd. | 10% Owner | 6 | $0 | $1.11M | 2016-08-26 |
| DME Advisors, LP | 10% Owner | 6 | $0 | $852.5K | 2016-02-22 |
| Gordon Mark Jeffrey | Director | 5 | $119.9K | $0 | 2015-09-03 |
| Cooper Wayne | Director | 3 | $170.0K | $0 | 2015-06-04 |
| MEYER FRANK C | Director | 3 | $1.04M | $0 | 2015-06-04 |
| ANDERSON DAVID J | Director | 4 | $38.3K | $0 | 2015-06-04 |
| Boathouse Row II L P | 10% Owner | 4 | $0 | $210.1K | 2015-03-06 |
| Owens Todd | Co-President | 3 | $1.70M | $0 | 2014-11-04 |
| Noreika Steven M. | Chief Accounting Officer | 5 | $8.5K | $0 | 2014-11-04 |
| Dimitrov Ivelin M. | Chief Investment Officer | 4 | $0 | $0 | 2014-11-04 |
| Harrison David H. | Executive VP & Secretary | 2 | $0 | $0 | 2014-10-29 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| HARRISON THOMAS L | Director | S Sale | 2017-12-08 | 2017-12-11 | 6,000 | $4.05 | $24.3K | 0 | SEC↗ |
| HARRISON THOMAS L | Director | M Exercise deriv | 2017-11-30 | 2017-12-04 | 20,000 | — | $0 | 0 | SEC↗ |
| Arthur Michael W | Director | M Exercise deriv | 2017-11-30 | 2017-12-04 | 10,000 | — | $0 | 0 | SEC↗ |
| HARRISON THOMAS L | Director | M Exercise deriv | 2017-11-30 | 2017-12-11 | 20,000 | — | $0 | 0 | SEC↗ |
| HARRISON THOMAS L | Director | M Exercise | 2017-11-30 | 2017-12-04 | 20,000 | $3.28 | $65.6K | 20,000 | SEC↗ |
| HARRISON THOMAS L | Director | S Sale | 2017-11-30 | 2017-12-04 | 20,000 | $4.07 | $81.4K | 0 | SEC↗ |
| Arthur Michael W | Director | S Sale | 2017-11-30 | 2017-12-04 | 10,000 | $4.08 | $40.8K | 0 | SEC↗ |
| Arthur Michael W | Director | M Exercise | 2017-11-30 | 2017-12-04 | 10,000 | $3.37 | $33.7K | 10,000 | SEC↗ |
| HARRISON THOMAS L | Director | M Exercise | 2017-11-30 | 2017-12-11 | 20,000 | $3.28 | $65.6K | 26,000 | SEC↗ |
| HARRISON THOMAS L | Director | S Sale | 2017-11-30 | 2017-12-11 | 20,000 | $4.07 | $81.4K | 6,000 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | M Exercise deriv | 2017-11-29 | 2017-12-01 | 10,000 | — | $0 | 0 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | M Exercise | 2017-11-29 | 2017-12-01 | 10,000 | $3.60 | $36.0K | 10,000 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | S Sale | 2017-11-29 | 2017-12-01 | 5,805 | $4.08 | $23.7K | 1,095 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | S Sale | 2017-11-29 | 2017-12-01 | 3,100 | $4.12 | $12.8K | 6,900 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise deriv | 2017-10-26 | 2017-10-30 | 243,979 | — | $0 | 0 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise deriv | 2017-10-26 | 2017-10-30 | 70,591 | — | $0 | 0 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise | 2017-10-26 | 2017-10-30 | 243,979 | — | $0 | 1,171,755 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | F Tax w/h | 2017-10-26 | 2017-10-30 | 102,350 | $4.00 | $409.4K | 1,069,405 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise | 2017-10-26 | 2017-10-30 | 70,591 | — | $0 | 1,466,888 | SEC↗ |
| Berman Bernard D | President and CCO | F Tax w/h | 2017-10-26 | 2017-10-30 | 30,263 | $4.00 | $121.1K | 1,436,625 | SEC↗ |
| Berman Bernard D | President and CCO | F Tax w/h | 2017-10-26 | 2017-11-02 | 36,180 | $4.00 | $144.7K | 1,402,071 | SEC↗ |
| Berman Bernard D | President and CCO | F Tax w/h | 2017-10-26 | 2017-11-02 | 26,098 | $4.00 | $104.4K | 1,446,564 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise deriv | 2017-10-17 | 2017-10-19 | 76,366 | — | $0 | 0 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise deriv | 2017-10-17 | 2017-10-19 | 432,519 | — | $0 | 0 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise deriv | 2017-10-17 | 2017-10-19 | 97,863 | — | $0 | 0 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise | 2017-10-17 | 2017-10-19 | 76,366 | — | $0 | 176,926 | SEC↗ |
| FRANK ALEXANDER C | Director | F Tax w/h | 2017-10-17 | 2017-10-19 | 35,685 | $3.95 | $141.0K | 141,241 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise | 2017-10-17 | 2017-10-19 | 432,519 | — | $0 | 1,072,735 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | F Tax w/h | 2017-10-17 | 2017-10-19 | 144,959 | $3.95 | $572.6K | 927,776 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise | 2017-10-17 | 2017-10-19 | 97,863 | — | $0 | 1,438,251 | SEC↗ |
| Berman Bernard D | President and CCO | F Tax w/h | 2017-10-17 | 2017-10-19 | 41,954 | $3.95 | $165.7K | 1,396,297 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise deriv | 2017-10-16 | 2017-10-18 | 72,700 | — | $0 | 32,240 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise deriv | 2017-10-16 | 2017-10-18 | 2,078,337 | — | $0 | 24,465,706 | SEC↗ |
| Velgot James F | Director | M Exercise deriv | 2017-10-16 | 2017-10-18 | 12,393 | — | $0 | 5,496 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise deriv | 2017-10-16 | 2017-10-18 | 502,801 | — | $0 | 222,973 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise deriv | 2017-10-16 | 2017-10-18 | 988,678 | — | $0 | 438,441 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise | 2017-10-16 | 2017-10-18 | 72,700 | — | $0 | 100,560 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | D To issuer | 2017-10-16 | 2017-10-18 | 2,078,337 | — | $0 | 30,074,531 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | M Exercise | 2017-10-16 | 2017-10-18 | 2,078,337 | — | $0 | 8,714,348 | SEC↗ |
| Velgot James F | Director | M Exercise | 2017-10-16 | 2017-10-18 | 12,393 | — | $0 | 16,865 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise | 2017-10-16 | 2017-10-18 | 502,801 | — | $0 | 684,244 | SEC↗ |
| Berman Bernard D | President and CCO | D To issuer | 2017-10-16 | 2017-10-18 | 1,491,479 | — | $0 | 641,137 | SEC↗ |
| Berman Bernard D | President and CCO | M Exercise | 2017-10-16 | 2017-10-18 | 988,678 | — | $0 | 1,340,388 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise deriv | 2017-10-03 | 2017-10-18 | 52,317 | — | $0 | 0 | SEC↗ |
| FRANK ALEXANDER C | Director | F Tax w/h | 2017-10-03 | 2017-10-18 | 24,457 | $3.90 | $95.4K | 27,860 | SEC↗ |
| FRANK ALEXANDER C | Director | M Exercise | 2017-10-03 | 2017-10-18 | 52,317 | — | $0 | 52,317 | SEC↗ |
| Arthur Michael W | Director | A Award deriv | 2017-05-04 | 2017-05-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| HARRISON THOMAS L | Director | A Award deriv | 2017-05-04 | 2017-05-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Velgot James F | Director | A Award deriv | 2017-05-04 | 2017-05-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Bond Jodi Hanson | Director | A Award deriv | 2017-05-04 | 2017-05-08 | 10,000 | — | $0 | 10,000 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | A Award deriv | 2017-05-04 | 2017-05-09 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Velgot James F | Director | A Award deriv | 2017-01-12 | 2017-01-17 | 10,000 | — | $0 | 10,000 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | A Award deriv | 2017-01-12 | 2017-01-17 | 447,786 | — | $0 | 447,786 | SEC↗ |
| Berman Bernard D | Co-President and CCO | A Award deriv | 2017-01-12 | 2017-01-17 | 97,863 | — | $0 | 97,863 | SEC↗ |
| FRANK ALEXANDER C | COO & CFO | A Award deriv | 2017-01-12 | 2017-01-17 | 76,336 | — | $0 | 76,336 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | A Award deriv | 2017-01-12 | 2017-01-24 | 432,519 | — | $0 | 432,519 | SEC↗ |
| Velgot James F | Director | C Conversion deriv | 2017-01-04 | 2017-01-06 | 4,472 | — | $0 | 17,889 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion deriv | 2017-01-04 | 2017-01-06 | 762,023 | — | $0 | 3,048,092 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion deriv | 2017-01-04 | 2017-01-06 | 6,636,011 | — | $0 | 26,544,043 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion deriv | 2017-01-04 | 2017-01-06 | 640,183 | — | $0 | 2,562,920 | SEC↗ |
| Berman Bernard D | Co-President and CCO | C Conversion deriv | 2017-01-04 | 2017-01-06 | 181,443 | — | $0 | 725,774 | SEC↗ |
| Berman Bernard D | Co-President and CCO | C Conversion deriv | 2017-01-04 | 2017-01-06 | 351,710 | — | $0 | 1,408,044 | SEC↗ |
| Velgot James F | Director | C Conversion | 2017-01-04 | 2017-01-06 | 4,472 | — | $0 | 4,472 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion | 2017-01-04 | 2017-01-06 | 6,636,011 | — | $0 | 6,636,011 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion | 2017-01-04 | 2017-01-06 | 762,023 | — | $0 | 762,023 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | D To issuer | 2017-01-04 | 2017-01-06 | 8,038,217 | — | $0 | 32,152,868 | SEC↗ |
| TANNENBAUM LEONARD M | CEO | C Conversion | 2017-01-04 | 2017-01-06 | 640,183 | — | $0 | 640,216 | SEC↗ |
| Berman Bernard D | Co-President and CCO | D To issuer | 2017-01-04 | 2017-01-06 | 533,153 | — | $0 | 2,132,616 | SEC↗ |
| Berman Bernard D | Co-President and CCO | C Conversion | 2017-01-04 | 2017-01-06 | 351,710 | — | $0 | 351,710 | SEC↗ |
| Berman Bernard D | Co-President and CCO | C Conversion | 2017-01-04 | 2017-01-06 | 181,443 | — | $0 | 181,443 | SEC↗ |
| Dalton Patrick J | Co-President | A Award deriv | 2017-01-03 | 2017-01-17 | 750,000 | — | $0 | 750,000 | SEC↗ |
| Dalton Patrick J | Co-President | A Award deriv | 2017-01-03 | 2017-01-17 | 250,000 | — | $0 | 250,000 | SEC↗ |
| Dalton Patrick J | Co-President | A Award deriv | 2017-01-03 | 2017-01-17 | 287,770 | — | $0 | 287,770 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-30 | 2016-08-31 | 48,873 | $5.28 | $258.0K | 25,648 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-30 | 2016-08-31 | 5,648 | $5.28 | $29.8K | 20,000 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-29 | 2016-08-31 | 34,028 | $5.10 | $173.5K | 74,521 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-29 | 2016-08-31 | 25,000 | $5.15 | $128.8K | 435,408 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-29 | 2016-08-31 | 171,531 | $5.11 | $876.5K | 263,877 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-29 | 2016-08-31 | 82,269 | $5.11 | $420.4K | 181,608 | SEC↗ |
| AUGUST NATHANIEL H. | Director | S Sale | 2016-08-29 | 2016-08-31 | 73,059 | $5.10 | $372.6K | 108,549 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-26 | 2016-08-29 | 50,000 | $5.10 | $255.0K | 460,408 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-26 | 2016-08-29 | 65,888 | $5.06 | $333.4K | 510,408 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-26 | 2016-08-29 | 67,626 | $5.07 | $342.9K | 576,296 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-25 | 2016-08-29 | 15,564 | $5.03 | $78.3K | 643,922 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-25 | 2016-08-29 | 16,400 | $5.04 | $82.7K | 659,486 | SEC↗ |
| AUGUST NATHANIEL H. | 10% Owner | S Sale | 2016-08-24 | 2016-08-25 | 7,300 | $5.15 | $37.6K | 685,818 | SEC↗ |
| AUGUST NATHANIEL H. | 10% Owner | S Sale | 2016-08-24 | 2016-08-25 | 9,932 | $5.10 | $50.7K | 675,886 | SEC↗ |
| Mangrove Partners Master Fund, | 10% Owner | S Sale | 2016-08-22 | 2016-08-23 | 3,620 | $5.01 | $18.1K | 693,118 | SEC↗ |
| HARRISON THOMAS L | Director | A Award deriv | 2016-06-16 | 2016-06-20 | 5,000 | — | $0 | 5,000 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | A Award deriv | 2016-06-16 | 2016-06-20 | 5,000 | — | $0 | 5,000 | SEC↗ |
| AUGUST NATHANIEL H. | Director, 10% Owner | A Award deriv | 2016-06-16 | 2016-06-20 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Arthur Michael W | Director | A Award deriv | 2016-06-16 | 2016-06-20 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Arthur Michael W | Director | A Award deriv | 2016-04-11 | 2016-04-13 | 10,000 | — | $0 | 10,000 | SEC↗ |
| HARRISON THOMAS L | Director | A Award deriv | 2016-03-14 | 2016-03-18 | 20,000 | — | $0 | 20,000 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 35,800 | $3.41 | $122.1K | 49,000 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 9,300 | $3.41 | $31.7K | 12,800 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 26,600 | $3.41 | $90.7K | 36,400 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 53,600 | $3.41 | $182.8K | 73,186 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 98,100 | $3.41 | $334.5K | 134,000 | SEC↗ |
| DME Advisors, LP | 10% Owner | S Sale | 2016-02-22 | 2016-02-24 | 26,600 | $3.41 | $90.7K | 36,300 | SEC↗ |
| AUGUST NATHANIEL H. | 10% Owner | P Buy | 2016-01-15 | 2016-01-20 | 196,531 | $2.44 | $479.5K | 696,738 | SEC↗ |
| BRANDT THOMAS HOWARD | Director | A Award deriv | 2015-12-14 | 2015-12-16 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Gordon Mark Jeffrey | Director | P Buy | 2015-09-03 | 2015-09-08 | 2,000 | $7.98 | $16.0K | 9,000 | SEC↗ |
| Cooper Wayne | Director | A Award deriv | 2015-06-04 | 2015-06-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Gordon Mark Jeffrey | Director | A Award deriv | 2015-06-04 | 2015-06-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| HARRISON THOMAS L | Director | A Award deriv | 2015-06-04 | 2015-06-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| MEYER FRANK C | Director | A Award deriv | 2015-06-04 | 2015-06-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| ANDERSON DAVID J | Director | A Award deriv | 2015-06-04 | 2015-06-08 | 5,000 | — | $0 | 5,000 | SEC↗ |
| Gordon Mark Jeffrey | Director | P Buy | 2015-05-21 | 2015-05-22 | 2,000 | $9.48 | $19.0K | 7,000 | SEC↗ |
| Boathouse Row II L P | 10% Owner | S Sale | 2015-03-06 | 2015-03-09 | 925 | $11.87 | $11.0K | 78,109 | SEC↗ |
| Boathouse Row II L P | 10% Owner | S Sale | 2015-03-06 | 2015-03-09 | 4,655 | $11.87 | $55.3K | 235,319 | SEC↗ |
| Boathouse Row II L P | 10% Owner | S Sale | 2015-03-05 | 2015-03-09 | 9,601 | $12.50 | $120.0K | 239,794 | SEC↗ |
| Boathouse Row II L P | 10% Owner | S Sale | 2015-03-05 | 2015-03-09 | 1,905 | $12.50 | $23.8K | 79,034 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-11-04 | 2014-11-04 | 4,524,553 | — | $0 | 33,180,054 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-11-04 | 2014-11-04 | 519,561 | — | $0 | 3,810,115 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-11-04 | 2014-11-04 | 436,489 | — | $0 | 3,200,916 | SEC↗ |
| Berman Bernard D | Co-President & CCO | J Other deriv | 2014-11-04 | 2014-11-04 | 239,803 | — | $0 | 1,758,552 | SEC↗ |
| Berman Bernard D | Co-President & CCO | J Other deriv | 2014-11-04 | 2014-11-04 | 123,711 | — | $0 | 907,217 | SEC↗ |
| Dimitrov Ivelin M. | Chief Investment Officer | J Other deriv | 2014-11-04 | 2014-11-04 | 72,780 | — | $0 | 533,720 | SEC↗ |
| FRANK ALEXANDER C | COO & CFO | J Other deriv | 2014-11-04 | 2014-11-04 | 14,310 | — | $0 | 104,940 | SEC↗ |
| Noreika Steven M. | Chief Accounting Officer | J Other deriv | 2014-11-04 | 2014-11-04 | 630 | — | $0 | 4,620 | SEC↗ |
| ANDERSON DAVID J | Director | P Buy | 2014-11-04 | 2014-11-04 | 2,000 | $17.00 | $34.0K | 2,000 | SEC↗ |
| ANDERSON DAVID J | Director | P Buy | 2014-11-04 | 2014-11-04 | 250 | $17.00 | $4.3K | 250 | SEC↗ |
| Noreika Steven M. | Chief Accounting Officer | P Buy | 2014-11-04 | 2014-11-04 | 500 | $17.00 | $8.5K | 500 | SEC↗ |
| Owens Todd | Co-President | P Buy | 2014-11-04 | 2014-11-04 | 100,000 | $17.00 | $1.70M | 100,000 | SEC↗ |
| Cooper Wayne | Director | P Buy | 2014-11-04 | 2014-11-04 | 10,000 | $17.00 | $170.0K | 10,000 | SEC↗ |
| Gordon Mark Jeffrey | Director | P Buy | 2014-11-04 | 2014-11-04 | 5,000 | $17.00 | $85.0K | 5,000 | SEC↗ |
| HARRISON THOMAS L | Director | P Buy | 2014-11-04 | 2014-11-04 | 6,000 | $17.00 | $102.0K | 6,000 | SEC↗ |
| MEYER FRANK C | Director | P Buy | 2014-11-04 | 2014-11-04 | 61,000 | $17.00 | $1.04M | 61,000 | SEC↗ |
| Dimitrov Ivelin M. | Chief Investment Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 1,054,217 | — | $0 | 1,054,217 | SEC↗ |
| Dimitrov Ivelin M. | Chief Investment Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 191,176 | — | $0 | 191,176 | SEC↗ |
| Dimitrov Ivelin M. | Chief Investment Officer | J Other deriv | 2014-10-29 | 2014-10-31 | 606,500 | — | $0 | 606,500 | SEC↗ |
| ANDERSON DAVID J | Director | A Award deriv | 2014-10-29 | 2014-10-31 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Berman Bernard D | Co-Pres. & Chief Compliance | J Other deriv | 2014-10-29 | 2014-10-31 | 1,030,928 | — | $0 | 1,030,928 | SEC↗ |
| Berman Bernard D | Co-Pres. & Chief Compliance | A Award deriv | 2014-10-29 | 2014-10-31 | 384,631 | — | $0 | 384,631 | SEC↗ |
| Berman Bernard D | Co-Pres. & Chief Compliance | J Other deriv | 2014-10-29 | 2014-10-31 | 1,998,355 | — | $0 | 1,998,355 | SEC↗ |
| Berman Bernard D | Co-Pres. & Chief Compliance | A Award deriv | 2014-10-29 | 2014-10-31 | 70,591 | — | $0 | 70,951 | SEC↗ |
| Cooper Wayne | Director | A Award deriv | 2014-10-29 | 2014-10-31 | 10,000 | — | $0 | 10,000 | SEC↗ |
| FRANK ALEXANDER C | COO & CFO | A Award deriv | 2014-10-29 | 2014-10-31 | 441,948 | — | $0 | 441,948 | SEC↗ |
| FRANK ALEXANDER C | COO & CFO | A Award deriv | 2014-10-29 | 2014-10-31 | 80,145 | — | $0 | 80,145 | SEC↗ |
| FRANK ALEXANDER C | COO & CFO | J Other deriv | 2014-10-29 | 2014-10-31 | 119,250 | — | $0 | 119,250 | SEC↗ |
| Gordon Mark Jeffrey | Director | A Award deriv | 2014-10-29 | 2014-10-31 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Harrison David H. | Executive VP & Secretary | A Award deriv | 2014-10-29 | 2014-10-31 | 16,222 | — | $0 | 16,222 | SEC↗ |
| Harrison David H. | Executive VP & Secretary | A Award deriv | 2014-10-29 | 2014-10-31 | 23,389 | — | $0 | 23,389 | SEC↗ |
| HARRISON THOMAS L | Director | A Award deriv | 2014-10-29 | 2014-10-31 | 10,000 | — | $0 | 10,000 | SEC↗ |
| MEYER FRANK C | Director | A Award deriv | 2014-10-29 | 2014-10-31 | 10,000 | — | $0 | 10,000 | SEC↗ |
| Noreika Steven M. | Chief Accounting Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 27,928 | — | $0 | 27,928 | SEC↗ |
| Noreika Steven M. | Chief Accounting Officer | J Other deriv | 2014-10-29 | 2014-10-31 | 5,250 | — | $0 | 5,250 | SEC↗ |
| Noreika Steven M. | Chief Accounting Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 12,001 | — | $0 | 12,001 | SEC↗ |
| Owens Todd | Co-President | A Award deriv | 2014-10-29 | 2014-10-31 | 1,054,217 | — | $0 | 1,054,217 | SEC↗ |
| Owens Todd | Co-President | A Award deriv | 2014-10-29 | 2014-10-31 | 191,176 | — | $0 | 191,176 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-10-29 | 2014-10-31 | 3,637,405 | — | $0 | 3,637,405 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-10-29 | 2014-10-31 | 37,704,607 | — | $0 | 37,704,607 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 1,329,371 | — | $0 | 1,329,371 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | A Award deriv | 2014-10-29 | 2014-10-31 | 243,979 | — | $0 | 243,979 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other deriv | 2014-10-29 | 2014-10-31 | 4,329,676 | — | $0 | 4,329,676 | SEC↗ |
| Berman Bernard D | Co-Pres. & Chief Compliance | J Other | 2014-10-29 | 2014-10-31 | 2,665,769 | — | $0 | 2,665,769 | SEC↗ |
| TANNENBAUM LEONARD M | Chief Executive Officer | J Other | 2014-10-29 | 2014-10-31 | 40,191,085 | — | $0 | 40,191,085 | SEC↗ |