RGDO

Regado Biosciences IncCIK 1311596 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for RGDO PRO

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AI insights for RGDO

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Wisniewski Raphael	Director, 10% Owner	7	$4.86M	$0	2023-08-27
Mendelsohn Michael	Director	2	$0	$0	2015-01-01
Gopka Anton	Director, 10% Owner	6	$15.47M	$0	2015-01-01
Clark B. Jefferson	Director	22	$1.44M	$0	2015-01-01
Legault Pierre	Director	2	$0	$0	2015-01-01
Elsey R Don	Sr. VP/Chief Financial Officer	2	$0	$0	2015-01-01
Fromkin Andrew J.	Director	2	$0	$0	2015-01-01
Podlesak Dennis	Director	3	$0	$0	2015-01-01
NEFF P SHERRILL	Director, 10% Owner	12	$287.2K	$0	2015-01-01
TREU JESSE I	Director, 10% Owner	18	$3.00M	$0	2015-01-01
Metzger Michael A	President and COO	3	$0	$0	2014-12-03
KIERLIN ROBERT A	10% Owner	17	$8.45M	$1.18M	2014-10-28
Pelliccione Nicholas J.	Sr. VP of Regulatory Affairs	1	$0	$0	2014-05-21
BVF PARTNERS L P/IL	Other	4	$0	$0	2014-03-21
Rusconi Christopher Paul	Chief Scientific Officer	2	$0	$0	2014-01-01
Courts Christopher	Vice President of Finance	4	$0	$0	2014-01-01
Zelenkofske Steven	SVP & Chief Medical Officer	2	$0	$0	2014-01-01
Giaquinto Alexander R	CCO, SVP of Reg. Affairs	2	$0	$0	2014-01-01
Mazzo David J	President and CEO	2	$0	$0	2014-01-01
RMI Investments S.a.r.l.	10% Owner	3	$15.47M	$0	2013-08-27
RusnanoMedInvest LLC	10% Owner	3	$15.47M	$0	2013-08-27
BIODISCOVERY 3, FCPR	10% Owner	5	$4.86M	$0	2013-08-27
McDonald Ellen	SVP & Chief Business Officer	1	$0	$0	2013-08-27
DP VI Associates, L.P.	10% Owner	6	$0	$0	2013-08-27
Domain Partners VI, L.P.	10% Owner	9	$3.00M	$0	2013-08-27
SCHOEMAKER KATHLEEN K	10% Owner	15	$3.00M	$0	2013-08-27
DOVEY BRIAN H	10% Owner	15	$3.00M	$0	2013-08-27
VITULLO NICOLE	10% Owner	15	$3.00M	$0	2013-08-27
QUAKER BIO VENTURES LP	10% Owner	9	$287.2K	$0	2013-08-27
BLAIR JAMES C	10% Owner	15	$3.00M	$0	2013-08-27

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Wisniewski Raphael	Director, 10% Owner	A Award deriv	2023-08-27	2013-08-29	17,964	—	$0	17,964	SEC↗
TREU JESSE I	Director, 10% Owner	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Fromkin Andrew J.	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Clark B. Jefferson	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Elsey R Don	Sr. VP/Chief Financial Offic	A Award deriv	2015-01-01	2015-01-05	92,902	—	$0	92,902	SEC↗
Mendelsohn Michael	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Legault Pierre	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Gopka Anton	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
Podlesak Dennis	Director	A Award deriv	2015-01-01	2015-01-05	159,261	—	$0	159,261	SEC↗
NEFF P SHERRILL	Director	A Award deriv	2015-01-01	2015-01-06	159,261	—	$0	159,261	SEC↗
Metzger Michael A	President & CEO	A Award deriv	2014-12-03	2015-02-20	837,531	—	$0	837,531	SEC↗
Metzger Michael A	President & CEO	A Award deriv	2014-12-03	2014-12-05	837,531	—	$0	837,531	SEC↗
KIERLIN ROBERT A	10% Owner	S Sale	2014-10-28	2014-12-24	941,252	$1.10	$1.04M	3,214,955	SEC↗
KIERLIN ROBERT A	10% Owner	S Sale	2014-10-27	2014-12-24	18,748	$1.08	$20.2K	4,156,207	SEC↗
KIERLIN ROBERT A	10% Owner	S Sale	2014-10-24	2014-12-24	10,000	$1.06	$10.6K	4,274,955	SEC↗
KIERLIN ROBERT A	10% Owner	S Sale	2014-10-24	2014-12-24	100,000	$1.10	$110.0K	4,174,955	SEC↗
Fromkin Andrew J.	Director	A Award deriv	2014-06-12	2014-06-16	51,000	—	$0	51,000	SEC↗
Pelliccione Nicholas J.	Sr. VP of Regulatory Affairs	A Award deriv	2014-05-21	2014-05-21	100,000	—	$0	100,000	SEC↗
Elsey R Don	Sr. VP/Chief Financial Offic	A Award deriv	2014-05-05	2014-05-07	250,000	—	$0	250,000	SEC↗
KIERLIN ROBERT A	10% Owner	P Buy	2014-04-16	2014-04-17	575,000	$6.00	$3.45M	4,284,955	SEC↗
BVF PARTNERS L P/IL	Other	J Other deriv	2014-03-21	2014-03-25	4,577	—	$0	4,577	SEC↗
BVF PARTNERS L P/IL	Other	J Other deriv	2014-03-21	2014-03-25	2,632	—	$0	2,632	SEC↗
BVF PARTNERS L P/IL	Other	J Other	2014-03-21	2014-03-25	915,345	—	$0	1,979,670	SEC↗
BVF PARTNERS L P/IL	Other	J Other	2014-03-21	2014-03-25	526,436	—	$0	1,121,221	SEC↗
Clark B. Jefferson	Director	X Exercise deriv	2014-02-20	2014-03-03	1	—	$0	0	SEC↗
Clark B. Jefferson	Director	X Exercise deriv	2014-02-20	2014-03-03	1	—	$0	0	SEC↗
Clark B. Jefferson	Director	X Exercise deriv	2014-02-20	2014-03-03	1	—	$0	0	SEC↗
Clark B. Jefferson	Director	X Exercise deriv	2014-02-20	2014-03-03	1	—	$0	0	SEC↗
Clark B. Jefferson	Director	X Exercise	2014-02-20	2014-03-03	5,447	$4.51	$24.6K	1,122,301	SEC↗
Clark B. Jefferson	Director	X Exercise	2014-02-20	2014-03-03	3,341	$4.51	$15.1K	1,125,642	SEC↗
Clark B. Jefferson	Director	X Exercise	2014-02-20	2014-03-03	4,491	$0.17	$763	1,130,133	SEC↗
Clark B. Jefferson	Director	X Exercise	2014-02-20	2014-03-03	2,095	$3.34	$7.0K	1,116,854	SEC↗
KIERLIN ROBERT A	10% Owner	P Buy	2014-02-05	2014-02-06	400,000	$5.00	$2.00M	3,700,955	SEC↗
TREU JESSE I	Director, 10% Owner	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
Podlesak Dennis	Director	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
NEFF P SHERRILL	Director	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
Wisniewski Raphael	Director	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
Gopka Anton	Director	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
Clark B. Jefferson	Director	A Award deriv	2014-01-01	2014-01-03	9,640	—	$0	9,640	SEC↗
Mendelsohn Michael	Director	A Award deriv	2014-01-01	2014-01-03	4,820	—	$0	4,820	SEC↗
Legault Pierre	Director	A Award deriv	2014-01-01	2014-01-03	4,820	—	$0	4,820	SEC↗
Mazzo David J	Chief Executive Officer	A Award deriv	2014-01-01	2014-01-03	180,000	—	$0	180,000	SEC↗
Zelenkofske Steven	SVP & Chief Medical Officer	A Award deriv	2014-01-01	2014-01-03	75,000	—	$0	75,000	SEC↗
Giaquinto Alexander R	CCO, SVP of Reg. Affairs	A Award deriv	2014-01-01	2014-01-03	38,000	—	$0	38,000	SEC↗
Courts Christopher	Vice President of Finance	A Award deriv	2014-01-01	2014-01-03	23,000	—	$0	23,000	SEC↗
Rusconi Christopher Paul	Chief Scientific Officer	A Award deriv	2014-01-01	2014-01-03	73,000	—	$0	73,000	SEC↗
Metzger Michael A	President and COO	A Award deriv	2013-12-16	2013-12-20	434,008	—	$0	434,008	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
BLAIR JAMES C	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
TREU JESSE I	Director, 10% Owner	A Award deriv	2013-08-27	2013-08-28	17,964	—	$0	17,964	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	394,969	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	894,120	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	225,913	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	4,233	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	2,899	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	7,407	—	$0	0	SEC↗
VITULLO NICOLE	10% Owner	C Conversion deriv	2013-08-27	2013-08-28	270,568	—	$0	0	SEC↗
Giaquinto Alexander R	CCO and SVP of Reg. Affairs	A Award deriv	2013-08-27	2013-08-29	29,929	—	$0	29,929	SEC↗
Gopka Anton	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	22,878,805	—	$0	0	SEC↗
Gopka Anton	Director, 10% Owner	A Award deriv	2013-08-27	2013-08-29	17,964	—	$0	17,964	SEC↗
Courts Christopher	Vice President of Finance	C Conversion deriv	2013-08-27	2013-08-29	90,277	—	$0	0	SEC↗
Courts Christopher	Vice President of Finance	A Award deriv	2013-08-27	2013-08-29	25,965	—	$0	25,965	SEC↗
Rusconi Christopher Paul	Chief Scientific Officer	A Award deriv	2013-08-27	2013-08-29	59,880	—	$0	59,880	SEC↗
Mazzo David J	President and CEO	A Award deriv	2013-08-27	2013-08-29	558,167	—	$0	558,167	SEC↗
Podlesak Dennis	Director	A Award deriv	2013-08-27	2013-08-29	366,605	—	$0	366,605	SEC↗
BIODISCOVERY 3, FCPR	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	2,832,872	—	$0	0	SEC↗
BIODISCOVERY 3, FCPR	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	17,066,243	—	$0	0	SEC↗
McDonald Ellen	SVP & Chief Business Officer	A Award deriv	2013-08-27	2013-08-29	51,092	—	$0	51,092	SEC↗
Clark B. Jefferson	Director	A Award deriv	2013-08-27	2013-08-29	17,964	—	$0	17,964	SEC↗
Clark B. Jefferson	Director	C Conversion deriv	2013-08-27	2013-08-29	2,428,367	—	$0	0	SEC↗
Clark B. Jefferson	Director	C Conversion deriv	2013-08-27	2013-08-29	1,458,333	—	$0	0	SEC↗
Clark B. Jefferson	Director	C Conversion deriv	2013-08-27	2013-08-29	2,222,222	—	$0	0	SEC↗
Clark B. Jefferson	Director	C Conversion deriv	2013-08-27	2013-08-29	807,652	—	$0	0	SEC↗
Clark B. Jefferson	Director	C Conversion deriv	2013-08-27	2013-08-29	5,376,964	—	$0	0	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	6,666,667	—	$0	0	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	807,652	—	$0	0	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	4,566,908	—	$0	0	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	7,769,715	—	$0	0	SEC↗
Wisniewski Raphael	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	17,066,243	—	$0	0	SEC↗
Wisniewski Raphael	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	2,832,872	—	$0	0	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	3,369,811	—	$0	0	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	3,324,136	—	$0	0	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	23,261,013	—	$0	0	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	10,750,105	—	$0	0	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	1,670,833	—	$0	0	SEC↗
NEFF P SHERRILL	Director, 10% Owner	A Award deriv	2013-08-27	2013-08-29	17,964	—	$0	17,964	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	6,666,667	—	$0	0	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	807,652	—	$0	0	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	7,769,715	—	$0	0	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion deriv	2013-08-27	2013-08-29	4,566,908	—	$0	0	SEC↗
Zelenkofske Steven	SVP & Chief Medical Officer	A Award deriv	2013-08-27	2013-08-29	225,552	—	$0	225,552	SEC↗
RusnanoMedInvest LLC	10% Owner	C Conversion deriv	2013-08-27	2013-08-29	22,878,805	—	$0	0	SEC↗
RMI Investments S.a.r.l.	10% Owner	C Conversion deriv	2013-08-27	2013-08-30	22,878,805	—	$0	0	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
Domain Partners VI, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
Domain Partners VI, L.P.	10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
DP VI Associates, L.P.	10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
BLAIR JAMES C	10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
BLAIR JAMES C	10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
DOVEY BRIAN H	10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
DOVEY BRIAN H	10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
SCHOEMAKER KATHLEEN K	10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
TREU JESSE I	Director, 10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
TREU JESSE I	Director, 10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	4,233	—	$0	4,614	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	894,120	—	$0	1,595,204	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	225,913	—	$0	1,821,117	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	7,407	—	$0	14,920	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	2,899	—	$0	7,513	SEC↗
VITULLO NICOLE	10% Owner	P Buy	2013-08-27	2013-08-28	750,000	$4.00	$3.00M	2,571,117	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	394,969	—	$0	430,516	SEC↗
VITULLO NICOLE	10% Owner	C Conversion	2013-08-27	2013-08-28	270,568	—	$0	701,084	SEC↗
Gopka Anton	Director, 10% Owner	P Buy	2013-08-27	2013-08-29	3,866,529	$4.00	$15.47M	5,236,517	SEC↗
Gopka Anton	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	1,369,988	—	$0	1,369,988	SEC↗
Courts Christopher	Vice President of Finance	C Conversion	2013-08-27	2013-08-29	5,405	—	$0	5,405	SEC↗
BIODISCOVERY 3, FCPR	10% Owner	P Buy	2013-08-27	2013-08-29	1,215,708	$4.00	$4.86M	2,407,271	SEC↗
BIODISCOVERY 3, FCPR	10% Owner	C Conversion	2013-08-27	2013-08-29	169,633	—	$0	1,191,563	SEC↗
BIODISCOVERY 3, FCPR	10% Owner	C Conversion	2013-08-27	2013-08-29	1,021,930	—	$0	1,021,930	SEC↗
Clark B. Jefferson	Director	C Conversion	2013-08-27	2013-08-29	145,411	—	$0	164,722	SEC↗
Clark B. Jefferson	Director	C Conversion	2013-08-27	2013-08-29	87,325	—	$0	252,047	SEC↗
Clark B. Jefferson	Director	C Conversion	2013-08-27	2013-08-29	133,067	—	$0	385,114	SEC↗
Clark B. Jefferson	Director	C Conversion	2013-08-27	2013-08-29	48,362	—	$0	755,449	SEC↗
Clark B. Jefferson	Director	P Buy	2013-08-27	2013-08-29	359,310	$4.00	$1.44M	1,114,759	SEC↗
Clark B. Jefferson	Director	C Conversion	2013-08-27	2013-08-29	321,973	—	$0	707,087	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion	2013-08-27	2013-08-29	465,252	—	$0	1,173,849	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion	2013-08-27	2013-08-29	399,201	—	$0	435,129	SEC↗
QUAKER BIO VENTURES LP	10% Owner	P Buy	2013-08-27	2013-08-29	71,810	$4.00	$287.2K	1,294,021	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion	2013-08-27	2013-08-29	48,362	—	$0	1,222,211	SEC↗
QUAKER BIO VENTURES LP	10% Owner	C Conversion	2013-08-27	2013-08-29	273,468	—	$0	708,597	SEC↗
Wisniewski Raphael	Director, 10% Owner	P Buy	2013-08-27	2013-08-29	1,215,708	$4.00	$4.86M	2,407,271	SEC↗
Wisniewski Raphael	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	1,021,930	—	$0	1,021,930	SEC↗
Wisniewski Raphael	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	169,633	—	$0	1,191,563	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion	2013-08-27	2013-08-29	199,050	—	$0	523,362	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion	2013-08-27	2013-08-29	634,718	—	$0	2,550,955	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion	2013-08-27	2013-08-29	1,392,875	—	$0	1,916,237	SEC↗
KIERLIN ROBERT A	10% Owner	P Buy	2013-08-27	2013-08-29	750,000	$4.00	$3.00M	3,300,955	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion	2013-08-27	2013-08-29	100,050	—	$0	324,312	SEC↗
KIERLIN ROBERT A	10% Owner	C Conversion	2013-08-27	2013-08-29	201,785	—	$0	224,262	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	465,252	—	$0	1,173,849	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	48,362	—	$0	1,222,211	SEC↗
NEFF P SHERRILL	Director, 10% Owner	P Buy	2013-08-27	2013-08-29	71,810	$4.00	$287.2K	1,294,021	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	273,468	—	$0	708,597	SEC↗
NEFF P SHERRILL	Director, 10% Owner	C Conversion	2013-08-27	2013-08-29	399,201	—	$0	435,129	SEC↗
RusnanoMedInvest LLC	10% Owner	C Conversion	2013-08-27	2013-08-29	1,369,988	—	$0	1,369,988	SEC↗
RusnanoMedInvest LLC	10% Owner	P Buy	2013-08-27	2013-08-29	3,866,529	$4.00	$15.47M	5,236,517	SEC↗
RMI Investments S.a.r.l.	10% Owner	C Conversion	2013-08-27	2013-08-30	1,369,988	—	$0	1,369,988	SEC↗
RMI Investments S.a.r.l.	10% Owner	P Buy	2013-08-27	2013-08-30	3,866,529	$4.00	$15.47M	5,236,517	SEC↗