SWKH

SWK Holdings CorpCIK 1089907 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for SWKH PRO

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AI insights for SWKH

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Carlson Clint Duane	10% Owner	13	$0	$0	2026-04-06
Albright Jerry	Director	8	$0	$0	2025-06-16
Hatcher Robert K.	Director	15	$0	$0	2025-06-16
Dotter Laurie L.	Director	12	$0	$0	2025-06-16
Staggs Joe David JR	PRESIDENT	10	$90.7K	$0	2025-04-15
Rice Adam	Chief Financial Officer	2	$0	$0	2025-01-31
Black Diamond Offshore Ltd.	Director, 10% Owner	5	$137.4K	$0	2024-10-23
Pennington Marcus Edward	Director	22	$0	$0	2024-07-01
DICICCO WENDY F	Director	6	$0	$0	2022-12-30
Heinrichson Yvette M	Chief Financial Officer	1	$0	$0	2022-10-03
BLACK WINSTON L III	Managing Director	36	$87.8K	$0	2022-08-31
Baker Dana Blair	Director	34	$23.6K	$0	2022-01-07
Haga Christopher W	Director	32	$0	$0	2022-01-07
Weinberg Michael	Director	43	$90.7K	$0	2022-01-07
Stead Edward B	Director	34	$0	$0	2022-01-05
Fletcher Aaron G.L.	Director	14	$0	$0	2021-12-31
Double Black Diamond Offshore Ltd	Director, 10% Owner	4	$24.23M	$0	2017-05-17
CARLSON CAPITAL L P	Director, 10% Owner	2	$34.1K	$0	2016-08-25
Asgard Investment Corp. II	Director, 10% Owner	4	$76.98M	$0	2015-12-16
Pope James Brett	Chief Executive Officer	13	$320.6K	$0	2015-08-20
Jacobson Charles M	Chief Financial Officer	2	$1.3K	$0	2014-11-26
Margolis Michael A	Director	4	$0	$0	2014-02-06
Clifford William Thaddeus	Director	4	$0	$0	2014-02-06
Nemelka John Fritzen	Interim CEO	4	$0	$0	2014-02-06
Burgon Paul	Interim CFO and Secretary	1	$0	$0	2012-05-14

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	62,106	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	8,493,088	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	8,632,093	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	8,493,088	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	8,493,088	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	2,506	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	62,106	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	62,106	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	399,567	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	J Other	2026-04-06	2026-04-08	12,287	—	$0	0	SEC↗
Dotter Laurie L.	Director	A Award	2025-06-16	2025-06-18	3,858	$14.26	$55.0K	16,791	SEC↗
Albright Jerry	Director	A Award	2025-06-16	2025-06-18	3,858	$14.26	$55.0K	10,832	SEC↗
Hatcher Robert K.	Director	A Award	2025-06-16	2025-06-18	3,858	$14.26	$55.0K	16,662	SEC↗
Staggs Joe David JR	PRESIDENT	M Exercise deriv	2025-04-15	2025-04-17	18,750	—	$0	0	SEC↗
Staggs Joe David JR	PRESIDENT	M Exercise deriv	2025-04-15	2025-04-17	15,000	—	$0	0	SEC↗
Staggs Joe David JR	PRESIDENT	F Tax w/h	2025-04-15	2025-04-17	25,857	$18.10	$468.0K	123,766	SEC↗
Staggs Joe David JR	PRESIDENT	M Exercise	2025-04-15	2025-04-17	15,000	$9.61	$144.2K	130,873	SEC↗
Staggs Joe David JR	PRESIDENT	M Exercise	2025-04-15	2025-04-17	18,750	$12.50	$234.4K	149,623	SEC↗
Rice Adam	Chief Financial Officer	A Award	2025-01-31	2025-02-04	9,175	—	$0	15,247	SEC↗
Staggs Joe David JR	PRESIDENT	A Award	2025-01-31	2025-02-04	36,700	—	$0	115,873	SEC↗
Black Diamond Offshore Ltd.	10% Owner	J Other	2024-10-23	2024-10-25	600,678	—	$0	0	SEC↗
Rice Adam	Chief Financial Officer	A Award	2024-07-03	2024-07-08	6,072	—	$0	6,072	SEC↗
Pennington Marcus Edward	Director	A Award	2024-07-01	2024-07-01	1,051	$16.89	$17.8K	22,227	SEC↗
Pennington Marcus Edward	Director	A Award	2024-06-27	2024-07-01	3,253	$16.91	$55.0K	21,176	SEC↗
Albright Jerry	Director	A Award	2024-06-27	2024-07-01	3,253	$16.91	$55.0K	6,974	SEC↗
Hatcher Robert K.	Director	A Award	2024-06-27	2024-07-01	3,253	$16.91	$55.0K	12,804	SEC↗
Dotter Laurie L.	Director	A Award	2024-06-27	2024-07-01	3,253	$16.91	$55.0K	12,933	SEC↗
Pennington Marcus Edward	Director	A Award	2024-04-01	2024-04-03	1,051	$16.88	$17.7K	17,108	SEC↗
Pennington Marcus Edward	Director	A Award	2024-04-01	2024-04-03	815	$16.88	$13.8K	17,923	SEC↗
Hatcher Robert K.	Director	A Award	2024-04-01	2024-04-03	815	$16.88	$13.8K	9,551	SEC↗
Albright Jerry	Director	A Award	2024-04-01	2024-04-03	815	$16.88	$13.8K	3,721	SEC↗
Dotter Laurie L.	Director	A Award	2024-04-01	2024-04-03	815	$16.88	$13.8K	9,680	SEC↗
Staggs Joe David JR	PRESIDENT	A Award	2024-03-01	2024-03-05	35,881	—	$0	79,173	SEC↗
Pennington Marcus Edward	Director	A Award	2024-01-02	2024-01-04	766	$17.95	$13.7K	16,057	SEC↗
Pennington Marcus Edward	Director	A Award	2024-01-02	2024-01-04	766	$17.95	$13.7K	15,291	SEC↗
Hatcher Robert K.	Director	A Award	2024-01-02	2024-01-04	766	$17.95	$13.7K	8,736	SEC↗
Albright Jerry	Director	A Award	2024-01-02	2024-01-04	766	$17.95	$13.7K	2,906	SEC↗
Dotter Laurie L.	Director	A Award	2024-01-02	2024-01-04	766	$17.95	$13.7K	8,865	SEC↗
Albright Jerry	Director	A Award	2023-10-02	2023-10-03	868	$15.85	$13.8K	2,140	SEC↗
Dotter Laurie L.	Director	A Award	2023-10-02	2023-10-03	868	$15.85	$13.8K	8,099	SEC↗
Hatcher Robert K.	Director	A Award	2023-10-02	2023-10-03	868	$15.85	$13.8K	7,970	SEC↗
Pennington Marcus Edward	Director	A Award	2023-10-02	2023-10-03	1,120	$15.85	$17.8K	13,657	SEC↗
Pennington Marcus Edward	Director	A Award	2023-10-02	2023-10-03	868	$15.85	$13.8K	14,525	SEC↗
Hatcher Robert K.	Director	A Award	2023-06-30	2023-07-05	821	$16.74	$13.7K	7,102	SEC↗
Pennington Marcus Edward	Director	A Award	2023-06-30	2023-07-05	821	$16.74	$13.7K	12,537	SEC↗
Pennington Marcus Edward	Director	A Award	2023-06-30	2023-07-05	1,060	$16.74	$17.7K	11,716	SEC↗
Albright Jerry	Director	A Award	2023-06-30	2023-07-05	821	$16.74	$13.7K	1,272	SEC↗
Dotter Laurie L.	Director	A Award	2023-06-30	2023-07-05	821	$16.74	$13.7K	7,231	SEC↗
Albright Jerry	Director	A Award	2023-03-31	2023-04-04	188	$17.86	$3.4K	451	SEC↗
Albright Jerry	Director	A Award	2023-03-31	2023-04-04	263	$17.86	$4.7K	263	SEC↗
Dotter Laurie L.	Director	A Award	2023-03-31	2023-04-04	770	$17.86	$13.8K	6,410	SEC↗
Hatcher Robert K.	Director	A Award	2023-03-31	2023-04-04	770	$17.86	$13.8K	7,401	SEC↗
Pennington Marcus Edward	Director	A Award	2023-03-31	2023-04-04	770	$17.86	$13.8K	10,649	SEC↗
Pennington Marcus Edward	Director	A Award	2023-03-31	2023-04-04	818	$17.86	$14.6K	9,879	SEC↗
Hatcher Robert K.	Director	A Award	2022-12-30	2023-07-05	779	$17.64	$13.7K	5,511	SEC↗
Hatcher Robert K.	Director	A Award	2022-12-30	2023-01-04	1,120	$17.64	$19.8K	5,852	SEC↗
Hatcher Robert K.	Director	A Award	2022-12-30	2023-01-04	779	$17.64	$13.7K	6,631	SEC↗
DICICCO WENDY F	Director	A Award	2022-12-30	2023-01-04	779	$17.64	$13.7K	6,182	SEC↗
DICICCO WENDY F	Director	A Award	2022-12-30	2023-01-04	1,120	$17.64	$19.8K	5,403	SEC↗
Pennington Marcus Edward	Director	A Award	2022-12-30	2023-01-04	779	$17.64	$13.7K	8,282	SEC↗
Pennington Marcus Edward	Director	A Award	2022-12-30	2023-01-04	779	$17.64	$13.7K	9,061	SEC↗
Dotter Laurie L.	Director	A Award	2022-12-30	2023-01-04	779	$17.64	$13.7K	5,640	SEC↗
Heinrichson Yvette M	Chief Financial Officer	A Award	2022-10-03	2022-10-05	8,621	$17.40	$150.0K	8,621	SEC↗
DICICCO WENDY F	Director	A Award	2022-09-30	2022-10-04	809	$17.00	$13.8K	4,283	SEC↗
DICICCO WENDY F	Director	A Award	2022-09-30	2022-10-04	1,162	$17.00	$19.8K	3,474	SEC↗
Pennington Marcus Edward	Director	A Award	2022-09-30	2022-10-04	809	$17.00	$13.8K	6,694	SEC↗
Pennington Marcus Edward	Director	A Award	2022-09-30	2022-10-04	809	$17.00	$13.8K	7,503	SEC↗
Dotter Laurie L.	Director	A Award	2022-09-30	2022-10-04	809	$17.00	$13.8K	4,861	SEC↗
Dotter Laurie L.	Director	A Award	2022-09-30	2022-10-04	1,206	$17.00	$20.5K	4,052	SEC↗
Hatcher Robert K.	Director	A Award	2022-09-30	2022-10-04	809	$17.00	$13.8K	4,732	SEC↗
Hatcher Robert K.	Director	A Award	2022-09-30	2022-10-04	1,162	$17.00	$19.8K	3,923	SEC↗
Staggs Joe David JR	PRESIDENT	A Award	2022-09-19	2022-09-21	23,655	—	$0	43,292	SEC↗
Staggs Joe David JR	PRESIDENT	P Buy	2022-09-09	2022-09-13	2,745	$16.53	$45.4K	16,641	SEC↗
Staggs Joe David JR	PRESIDENT	P Buy	2022-09-09	2022-09-16	2,745	$16.53	$45.4K	19,637	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise deriv	2022-08-31	2022-09-07	50,000	—	$0	0	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise deriv	2022-08-31	2022-09-07	75,000	—	$0	0	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise deriv	2022-08-31	2022-09-21	75,000	—	$0	0	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise deriv	2022-08-31	2022-09-21	50,000	—	$0	50,000	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise	2022-08-31	2022-09-07	50,000	$13.70	$685.0K	126,663	SEC↗
BLACK WINSTON L III	Chief Executive Officer	F Tax w/h	2022-08-31	2022-09-07	101,926	$17.48	$1.78M	99,737	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise	2022-08-31	2022-09-07	75,000	$12.50	$937.5K	201,663	SEC↗
BLACK WINSTON L III	Chief Executive Officer	F Tax w/h	2022-08-31	2022-09-21	101,926	$17.48	$1.78M	99,737	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise	2022-08-31	2022-09-21	75,000	$12.50	$937.5K	201,663	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise	2022-08-31	2022-09-21	50,000	$13.70	$685.0K	126,663	SEC↗
Pennington Marcus Edward	Director	A Award	2022-06-30	2022-07-05	894	$17.47	$15.6K	5,885	SEC↗
Hatcher Robert K.	Director	A Award	2022-06-30	2022-07-05	1,137	$17.47	$19.9K	2,761	SEC↗
DICICCO WENDY F	Director	A Award	2022-06-30	2022-07-05	1,137	$17.47	$19.9K	2,312	SEC↗
Dotter Laurie L.	Director	A Award	2022-06-30	2022-07-05	1,137	$17.47	$19.9K	2,846	SEC↗
Pennington Marcus Edward	Director	A Award	2022-03-31	2022-04-01	916	—	$0	4,991	SEC↗
Hatcher Robert K.	Director	A Award	2022-03-31	2022-04-01	925	—	$0	1,624	SEC↗
Hatcher Robert K.	Director	A Award	2022-03-31	2022-04-01	699	—	$0	699	SEC↗
Dotter Laurie L.	Director	A Award	2022-03-31	2022-04-04	1,709	$16.88	$28.8K	1,709	SEC↗
DICICCO WENDY F	Director	A Award	2022-03-31	2022-04-04	1,175	$16.88	$19.8K	1,175	SEC↗
Baker Dana Blair	Director	A Award	2022-01-07	2022-01-12	19	—	$0	42,988	SEC↗
Baker Dana Blair	Director	D To issuer	2022-01-07	2022-01-12	1,363	—	$0	41,625	SEC↗
Weinberg Michael	Director	D To issuer	2022-01-07	2022-01-12	1,363	—	$0	76,602	SEC↗
Weinberg Michael	Director	A Award	2022-01-07	2022-01-12	19	—	$0	77,965	SEC↗
Haga Christopher W	Director	D To issuer	2022-01-07	2022-01-12	1,363	—	$0	37,233	SEC↗
Haga Christopher W	Director	A Award	2022-01-07	2022-01-12	19	—	$0	38,596	SEC↗
Stead Edward B	Director	A Award	2022-01-05	2022-01-12	14	—	$0	28,053	SEC↗
Stead Edward B	Director	D To issuer	2022-01-05	2022-01-12	1,363	—	$0	26,690	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise deriv	2021-12-31	2022-01-03	75,000	—	$0	0	SEC↗
BLACK WINSTON L III	Chief Executive Officer	M Exercise	2021-12-31	2022-01-03	75,000	$8.30	$622.5K	127,094	SEC↗
BLACK WINSTON L III	Chief Executive Officer	F Tax w/h	2021-12-31	2022-01-03	50,431	$19.63	$990.0K	76,663	SEC↗
Baker Dana Blair	Director	A Award	2021-12-31	2022-01-03	250	—	$0	42,969	SEC↗
Haga Christopher W	Director	A Award	2021-12-31	2022-01-03	250	—	$0	38,577	SEC↗
Pennington Marcus Edward	Director	A Award	2021-12-31	2022-01-03	823	—	$0	4,075	SEC↗
Stead Edward B	Director	A Award	2021-12-31	2022-01-03	250	—	$0	28,039	SEC↗
Weinberg Michael	Director	A Award	2021-12-31	2022-01-03	250	—	$0	77,946	SEC↗
Fletcher Aaron G.L.	Director	A Award	2021-12-31	2022-01-03	250	—	$0	11,236	SEC↗
Fletcher Aaron G.L.	Director	D To issuer	2021-12-31	2022-01-12	1,363	—	$0	9,873	SEC↗
Fletcher Aaron G.L.	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	10,986	SEC↗
Pennington Marcus Edward	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	3,252	SEC↗
Stead Edward B	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	27,789	SEC↗
Weinberg Michael	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	77,696	SEC↗
Haga Christopher W	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	38,327	SEC↗
Baker Dana Blair	Director	A Award	2021-10-01	2021-10-01	1,363	—	$0	42,719	SEC↗
Fletcher Aaron G.L.	Director	A Award	2021-09-30	2021-10-01	250	—	$0	9,623	SEC↗
Pennington Marcus Edward	Director	A Award	2021-09-30	2021-10-01	869	—	$0	1,889	SEC↗
Stead Edward B	Director	A Award	2021-09-30	2021-10-01	250	—	$0	26,426	SEC↗
Weinberg Michael	Director	A Award	2021-09-30	2021-10-01	250	—	$0	76,333	SEC↗
Haga Christopher W	Director	A Award	2021-09-30	2021-10-01	897	—	$0	36,964	SEC↗
Baker Dana Blair	Director	A Award	2021-09-30	2021-10-01	250	—	$0	41,356	SEC↗
Baker Dana Blair	Director	A Award	2021-06-30	2021-06-30	250	—	$0	41,106	SEC↗
Fletcher Aaron G.L.	Director	A Award	2021-06-30	2021-06-30	250	—	$0	9,373	SEC↗
Haga Christopher W	Director	A Award	2021-06-30	2021-06-30	920	—	$0	36,067	SEC↗
Stead Edward B	Director	A Award	2021-06-30	2021-06-30	250	—	$0	26,176	SEC↗
Weinberg Michael	Director	A Award	2021-06-30	2021-06-30	250	—	$0	76,083	SEC↗
Pennington Marcus Edward	Director	A Award	2021-06-30	2021-06-30	431	—	$0	1,020	SEC↗
Fletcher Aaron G.L.	Director	A Award	2021-03-31	2021-04-01	250	—	$0	9,123	SEC↗
Haga Christopher W	Director	A Award	2021-03-31	2021-04-01	1,058	—	$0	35,147	SEC↗
Baker Dana Blair	Director	A Award	2021-03-31	2021-04-01	1,213	—	$0	40,856	SEC↗
STEAD EDWARD B	Director	A Award	2021-03-31	2021-04-01	250	—	$0	25,926	SEC↗
Weinberg Michael	Director	A Award	2021-03-31	2021-04-01	250	—	$0	75,833	SEC↗
Baker Dana Blair	Director	A Award	2020-12-31	2021-01-04	1,223	—	$0	39,643	SEC↗
Fletcher Aaron G.L.	Director	A Award	2020-12-31	2021-01-04	250	—	$0	8,873	SEC↗
Haga Christopher W	Director	A Award	2020-12-31	2021-01-04	1,067	—	$0	34,089	SEC↗
STEAD EDWARD B	Director	A Award	2020-12-31	2021-01-04	250	—	$0	25,676	SEC↗
Weinberg Michael	Director	A Award	2020-12-31	2021-01-04	250	—	$0	75,583	SEC↗
Baker Dana Blair	Director	A Award	2020-10-01	2020-10-01	1,661	—	$0	38,420	SEC↗
Fletcher Aaron G.L.	Director	A Award	2020-10-01	2020-10-01	1,661	—	$0	8,623	SEC↗
Haga Christopher W	Director	A Award	2020-10-01	2020-10-01	1,661	—	$0	33,022	SEC↗
STEAD EDWARD B	Director	A Award	2020-10-01	2020-10-01	1,661	—	$0	25,426	SEC↗
Weinberg Michael	Director	A Award	2020-10-01	2020-10-01	1,661	—	$0	75,333	SEC↗
Baker Dana Blair	Director	A Award	2020-09-30	2020-10-01	1,250	—	$0	36,759	SEC↗
Fletcher Aaron G.L.	Director	A Award	2020-09-30	2020-10-01	250	—	$0	6,962	SEC↗
Haga Christopher W	Director	A Award	2020-09-30	2020-10-01	1,089	—	$0	31,361	SEC↗
STEAD EDWARD B	Director	A Award	2020-09-30	2020-10-01	250	—	$0	23,765	SEC↗
Weinberg Michael	Director	A Award	2020-09-30	2020-10-01	250	—	$0	73,672	SEC↗
Baker Dana Blair	Director	A Award	2020-06-30	2020-07-01	1,419	—	$0	35,509	SEC↗
Haga Christopher W	Director	A Award	2020-06-30	2020-07-01	1,231	—	$0	30,272	SEC↗
STEAD EDWARD B	Director	A Award	2020-06-30	2020-07-01	250	—	$0	23,515	SEC↗
Weinberg Michael	Director	A Award	2020-06-30	2020-07-01	250	—	$0	73,422	SEC↗
Fletcher Aaron G.L.	Director	A Award	2020-06-30	2020-07-02	1,419	—	$0	6,712	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2020-06-15	2020-06-16	2,600	—	$0	52,094	SEC↗
Fletcher Aaron G.L.	Director	A Award	2020-03-31	2020-03-31	1,500	—	$0	5,293	SEC↗
Baker Dana Blair	Director	A Award	2020-03-31	2020-03-31	1,500	—	$0	34,090	SEC↗
Haga Christopher W	Director	A Award	2020-03-31	2020-03-31	1,299	—	$0	29,041	SEC↗
Weinberg Michael	Director	A Award	2020-03-31	2020-03-31	1,388	—	$0	73,172	SEC↗
STEAD EDWARD B	Director	A Award	2020-03-31	2020-03-31	250	—	$0	23,265	SEC↗
Baker Dana Blair	Director	A Award	2019-12-31	2020-01-06	1,417	—	$0	32,590	SEC↗
Fletcher Aaron G.L.	Director	A Award	2019-12-31	2020-01-06	1,417	—	$0	3,793	SEC↗
STEAD EDWARD B	Director	A Award	2019-12-31	2020-01-06	250	—	$0	23,015	SEC↗
Weinberg Michael	Director	A Award	2019-12-31	2020-01-06	1,537	—	$0	71,784	SEC↗
Haga Christopher W	Director	A Award	2019-12-31	2020-01-06	1,229	—	$0	27,742	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-12-13	2019-12-16	500	$11.75	$5.9K	49,494	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-12-13	2019-12-16	500	$12.00	$6.0K	48,994	SEC↗
Baker Dana Blair	Director	A Award	2019-10-01	2019-10-09	1,931	—	$0	31,173	SEC↗
Haga Christopher W	Director	A Award	2019-10-01	2019-10-09	1,931	—	$0	26,513	SEC↗
STEAD EDWARD B	Director	A Award	2019-10-01	2019-10-09	1,931	—	$0	22,765	SEC↗
Weinberg Michael	Director	A Award	2019-10-01	2019-10-09	1,931	—	$0	70,247	SEC↗
Fletcher Aaron G.L.	Director	A Award	2019-10-01	2019-10-09	1,931	—	$0	2,376	SEC↗
Baker Dana Blair	Director	A Award	2019-09-30	2019-10-01	1,320	—	$0	29,242	SEC↗
Weinberg Michael	Director	A Award	2019-09-30	2019-10-01	1,184	—	$0	68,316	SEC↗
STEAD EDWARD B	Director	A Award	2019-09-30	2019-10-01	250	—	$0	20,834	SEC↗
Haga Christopher W	Director	A Award	2019-09-30	2019-10-01	1,145	—	$0	24,582	SEC↗
Fletcher Aaron G.L.	Director	A Award	2019-09-30	2019-10-01	445	—	$0	445	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-09-13	2019-09-13	500	$11.30	$5.7K	48,294	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-09-13	2019-09-13	100	$11.30	$1.1K	47,794	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-09-13	2019-09-13	100	$11.30	$1.1K	48,494	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-09-13	2019-09-13	100	$11.30	$1.1K	48,394	SEC↗
Weinberg Michael	Director	A Award	2019-09-13	2019-09-13	1,300	$10.90	$14.2K	67,132	SEC↗
Weinberg Michael	Director	A Award	2019-09-12	2019-09-13	300	$10.99	$3.3K	65,832	SEC↗
Weinberg Michael	Director	A Award	2019-09-11	2019-09-11	300	$10.70	$3.2K	65,032	SEC↗
Weinberg Michael	Director	A Award	2019-09-11	2019-09-11	200	$10.75	$2.1K	65,532	SEC↗
Weinberg Michael	Director	A Award	2019-09-11	2019-09-11	300	$10.75	$3.2K	65,332	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-09-11	2019-09-13	200	$10.75	$2.1K	47,694	SEC↗
Weinberg Michael	Director	A Award	2019-09-10	2019-09-11	200	$10.65	$2.1K	64,532	SEC↗
Weinberg Michael	Director	A Award	2019-09-10	2019-09-11	200	$10.55	$2.1K	64,732	SEC↗
Weinberg Michael	Director	A Award	2019-09-10	2019-09-11	200	$10.50	$2.1K	64,332	SEC↗
Baker Dana Blair	Director	A Award	2019-06-28	2019-07-01	250	—	$0	27,922	SEC↗
Haga Christopher W	Director	A Award	2019-06-28	2019-07-01	250	—	$0	23,437	SEC↗
STEAD EDWARD B	Director	A Award	2019-06-28	2019-07-01	250	—	$0	20,584	SEC↗
Weinberg Michael	Director	A Award	2019-06-28	2019-07-01	250	—	$0	64,132	SEC↗
Haga Christopher W	Director	A Award	2019-04-01	2019-04-02	1,400	—	$0	23,187	SEC↗
STEAD EDWARD B	Director	A Award	2019-04-01	2019-04-02	250	—	$0	20,334	SEC↗
Weinberg Michael	Director	A Award	2019-04-01	2019-04-02	1,450	—	$0	63,882	SEC↗
Baker Dana Blair	Director	A Award	2019-04-01	2019-04-02	1,625	—	$0	27,672	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award deriv	2019-01-28	2019-01-30	75,000	—	$0	250,000	SEC↗
BLACK WINSTON L III	Chief Executive Officer	A Award	2019-01-28	2019-01-30	37,500	—	$0	47,494	SEC↗
Baker Dana Blair	Director	A Award	2018-12-31	2019-01-02	1,697	—	$0	26,047	SEC↗
Haga Christopher W	Director	A Award	2018-12-31	2019-01-02	1,461	—	$0	21,787	SEC↗
STEAD EDWARD B	Director	A Award	2018-12-31	2019-01-02	250	—	$0	20,084	SEC↗
Weinberg Michael	Director	A Award	2018-12-31	2019-01-02	1,513	—	$0	62,432	SEC↗
Baker Dana Blair	Director	A Award	2018-09-28	2018-10-01	1,691	—	$0	24,350	SEC↗
Haga Christopher W	Director	A Award	2018-09-28	2018-10-01	1,455	—	$0	20,326	SEC↗
STEAD EDWARD B	Director	A Award	2018-09-28	2018-10-01	250	—	$0	19,834	SEC↗
Weinberg Michael	Director	A Award	2018-09-28	2018-10-01	1,508	—	$0	60,919	SEC↗
Baker Dana Blair	Director	A Award	2018-06-29	2018-07-05	1,625	—	$0	22,659	SEC↗
Haga Christopher W	Director	A Award	2018-06-29	2018-07-05	1,400	—	$0	18,871	SEC↗
STEAD EDWARD B	Director	A Award	2018-06-29	2018-07-05	250	—	$0	19,584	SEC↗
Weinberg Michael	Director	A Award	2018-06-29	2018-07-05	1,450	—	$0	59,411	SEC↗
Baker Dana Blair	Director	A Award	2018-03-29	2018-03-29	1,523	—	$0	21,034	SEC↗
Haga Christopher W	Director	A Award	2018-03-29	2018-03-29	1,315	—	$0	17,471	SEC↗
STEAD EDWARD B	Director	A Award	2018-03-29	2018-03-29	1,569	—	$0	19,334	SEC↗
Weinberg Michael	Director	A Award	2018-03-29	2018-03-29	1,361	—	$0	57,961	SEC↗
Baker Dana Blair	Director	A Award	2017-12-29	2018-01-02	1,511	—	$0	19,511	SEC↗
Haga Christopher W	Director	A Award	2017-12-29	2018-01-02	1,305	—	$0	16,156	SEC↗
STEAD EDWARD B	Director	A Award	2017-12-29	2018-01-02	1,557	—	$0	17,765	SEC↗
Weinberg Michael	Director	A Award	2017-12-29	2018-01-02	1,351	—	$0	56,600	SEC↗
STEAD EDWARD B	Director	A Award	2017-09-29	2017-10-02	250	—	$0	16,208	SEC↗
Baker Dana Blair	Director	A Award	2017-09-29	2017-10-02	1,474	—	$0	18,000	SEC↗
Haga Christopher W	Director	A Award	2017-09-29	2017-10-02	1,274	—	$0	14,851	SEC↗
Weinberg Michael	Director	A Award	2017-09-29	2017-10-02	1,319	—	$0	55,249	SEC↗
Weinberg Michael	Director	A Award	2017-06-30	2017-07-05	1,336	—	$0	53,931	SEC↗
Baker Dana Blair	Director	A Award	2017-06-30	2017-06-30	1,494	—	$0	16,525	SEC↗
Haga Christopher W	Director	A Award	2017-06-30	2017-06-30	1,291	—	$0	13,577	SEC↗
STEAD EDWARD B	Director	A Award	2017-06-30	2017-06-30	1,540	—	$0	15,958	SEC↗
BLACK WINSTON L III	Chief Executive Officer	P Buy	2017-05-19	2017-05-19	400	$11.05	$4.4K	9,994	SEC↗
Black Diamond Offshore Ltd.	Director, 10% Owner	P Buy	2017-05-19	2017-05-22	8,147	$11.00	$89.6K	9,093,766	SEC↗
BLACK WINSTON L III	Chief Executive Officer	P Buy	2017-05-18	2017-05-19	500	$11.00	$5.5K	9,594	SEC↗
Black Diamond Offshore Ltd.	Director, 10% Owner	P Buy	2017-05-18	2017-05-22	1,600	$11.00	$17.6K	9,085,619	SEC↗
Double Black Diamond Offshore	Director, 10% Owner	P Buy	2017-05-17	2017-05-17	500	$10.85	$5.4K	9,084,019	SEC↗
Double Black Diamond Offshore	Director, 10% Owner	P Buy	2017-05-15	2017-05-17	10,000	$11.11	$111.1K	9,083,519	SEC↗
Double Black Diamond Offshore	Director, 10% Owner	P Buy	2017-05-15	2017-05-17	19,900	$11.10	$220.9K	9,073,519	SEC↗
Baker Dana Blair	Director	A Award	2017-03-31	2017-03-31	1,566	—	$0	15,031	SEC↗
Haga Christopher W	Director	A Award	2017-03-31	2017-03-31	1,350	—	$0	12,286	SEC↗
STEAD EDWARD B	Director	A Award	2017-03-31	2017-03-31	1,614	—	$0	14,418	SEC↗
Weinberg Michael	Director	A Award	2017-03-31	2017-03-31	1,398	—	$0	52,595	SEC↗
Weinberg Michael	Director	A Award	2016-12-31	2017-01-05	1,404	—	$0	51,197	SEC↗
Baker Dana Blair	Director	A Award	2016-12-31	2017-01-05	1,572	—	$0	13,465	SEC↗
STEAD EDWARD B	Director	A Award	2016-12-31	2017-01-05	1,620	—	$0	12,804	SEC↗
Haga Christopher W	Director	A Award	2016-12-31	2017-01-05	1,356	—	$0	10,936	SEC↗
Black Diamond Offshore Ltd.	Director, 10% Owner	P Buy	2016-08-29	2016-08-30	1,500	$9.75	$14.6K	9,053,619	SEC↗
Black Diamond Offshore Ltd.	Director, 10% Owner	P Buy	2016-08-26	2016-08-30	1,600	$9.75	$15.6K	9,052,119	SEC↗
CARLSON CAPITAL L P	Director, 10% Owner	P Buy	2016-08-25	2016-08-26	1,500	$9.75	$14.6K	9,050,519	SEC↗
CARLSON CAPITAL L P	Director, 10% Owner	P Buy	2016-08-24	2016-08-26	2,000	$9.75	$19.5K	9,049,019	SEC↗
Haga Christopher W	Director	A Award	2016-04-01	2016-04-05	1,400	—	$0	6,784	SEC↗
STEAD EDWARD B	Director	A Award	2016-04-01	2016-04-05	1,675	—	$0	7,839	SEC↗
Weinberg Michael	Director	A Award	2016-04-01	2016-04-05	1,450	—	$0	46,897	SEC↗
Baker Dana Blair	Director	A Award	2016-04-01	2016-04-05	1,625	—	$0	8,648	SEC↗
Weinberg Michael	Director	A Award	2015-12-31	2016-01-05	1,331	—	$0	45,447	SEC↗
Baker Dana Blair	Director	A Award	2015-12-31	2016-01-05	1,489	—	$0	7,023	SEC↗
STEAD EDWARD B	Director	A Award	2015-12-31	2016-01-05	1,534	—	$0	6,164	SEC↗
Haga Christopher W	Director	A Award	2015-12-31	2016-01-05	1,286	—	$0	5,384	SEC↗
Asgard Investment Corp. II	Director, 10% Owner	P Buy	2015-12-16	2015-12-17	29,000	$11.03	$319.9K	9,047,019	SEC↗
Asgard Investment Corp. II	Director, 10% Owner	P Buy	2015-12-15	2015-12-17	6,000	$11.00	$66.0K	9,018,019	SEC↗
Baker Dana Blair	Director	P Buy	2015-11-23	2016-01-05	1,000	$11.80	$11.8K	5,534	SEC↗
Baker Dana Blair	Director	P Buy	2015-11-23	2015-11-24	1,000	$11.80	$11.8K	5,634	SEC↗
Weinberg Michael	Director	A Award	2015-09-30	2015-10-02	10,776	—	$0	441,161	SEC↗
Haga Christopher W	Director	A Award	2015-09-30	2015-10-02	10,431	—	$0	40,984	SEC↗
STEAD EDWARD B	Director	A Award	2015-09-30	2015-10-02	12,328	—	$0	46,309	SEC↗
Baker Dana Blair	Director	A Award	2015-09-30	2015-10-02	11,983	—	$0	45,342	SEC↗
BLACK WINSTON L III	Managing Director	P Buy	2015-08-27	2015-08-27	1,001	$1.45	$1.5K	90,940	SEC↗
BLACK WINSTON L III	Managing Director	P Buy	2015-08-25	2015-08-27	2,000	$1.44	$2.9K	89,939	SEC↗
Pope James Brett	CEO	P Buy	2015-08-20	2015-08-20	3,000	$1.47	$4.4K	380,087	SEC↗
Pope James Brett	CEO	P Buy	2015-08-19	2015-08-20	3,750	$1.48	$5.5K	377,087	SEC↗
Pope James Brett	CEO	P Buy	2015-08-18	2015-08-20	10,000	$1.48	$14.8K	373,337	SEC↗
STEAD EDWARD B	Director	A Award	2015-06-30	2015-07-02	11,242	—	$0	33,981	SEC↗
Haga Christopher W	Director	A Award	2015-06-30	2015-07-02	9,555	—	$0	30,553	SEC↗
Baker Dana Blair	Director	A Award	2015-06-30	2015-07-02	11	—	$0	33,359	SEC↗
Weinberg Michael	Director	A Award	2015-06-30	2015-07-02	9,862	—	$0	430,385	SEC↗
STEAD EDWARD B	Director	A Award	2015-03-31	2015-07-01	11,519	—	$0	22,739	SEC↗
STEAD EDWARD B	Director	A Award	2015-03-31	2015-04-02	11,519	—	$0	22,739	SEC↗
STEAD EDWARD B	Director	A Award	2015-03-31	2015-04-02	11,519	—	$0	22,739	SEC↗
Baker Dana Blair	Director	A Award	2015-03-31	2015-04-02	11,203	—	$0	22,423	SEC↗
Weinberg Michael	Director	A Award	2015-03-31	2015-04-02	10,095	—	$0	420,523	SEC↗
Haga Christopher W	Director	A Award	2015-03-31	2015-04-02	9,778	—	$0	20,998	SEC↗
STEAD EDWARD B	Director	A Award	2015-01-09	2015-01-13	11,220	—	$0	11,220	SEC↗
Haga Christopher W	Director	A Award	2015-01-09	2015-01-13	11,220	—	$0	11,220	SEC↗
Baker Dana Blair	Director	A Award	2015-01-09	2015-01-13	11,220	—	$0	11,220	SEC↗
Double Black Diamond Offshore	10% Owner	P Buy	2014-12-05	2014-12-05	17,440,525	$1.37	$23.89M	90,120,229	SEC↗
Carlson Clint Duane	10% Owner	X Exercise deriv	2014-11-26	2014-12-01	13,149,100	—	$0	0	SEC↗
Carlson Clint Duane	10% Owner	X Exercise deriv	2014-11-26	2014-12-01	13,149,100	—	$0	0	SEC↗
BLACK WINSTON L III	Managing Director	P Buy	2014-11-26	2014-12-01	24,238	$0.86	$20.8K	87,939	SEC↗
Jacobson Charles M	Chief Financial Officer	P Buy	2014-11-26	2014-12-01	1,556	$0.86	$1.3K	6,056	SEC↗
Pope James Brett	Chief Executive Officer	P Buy	2014-11-26	2014-12-01	99,868	$0.86	$85.9K	363,337	SEC↗
Weinberg Michael	Director	P Buy	2014-11-26	2014-12-01	105,428	$0.86	$90.7K	410,428	SEC↗
Carlson Clint Duane	10% Owner	X Exercise	2014-11-26	2014-12-01	4,622,604	$0.86	$3.98M	72,679,704	SEC↗
BLACK WINSTON L III	Managing Director	M Exercise deriv	2014-08-18	2014-08-20	500,000	—	$0	500,000	SEC↗
BLACK WINSTON L III	Managing Director	M Exercise deriv	2014-08-18	2014-08-20	500,000	—	$0	500,000	SEC↗
Pope James Brett	Chief Executive Officer	M Exercise deriv	2014-08-18	2014-08-20	500,000	—	$0	500,000	SEC↗
Pope James Brett	Chief Executive Officer	M Exercise deriv	2014-08-18	2014-08-20	500,000	—	$0	500,000	SEC↗
Asgard Investment Corp. II	Director, 10% Owner	P Buy	2014-08-18	2014-08-26	52,106,256	$1.37	$71.39M	68,057,100	SEC↗
Asgard Investment Corp. II	Director, 10% Owner	P Buy	2014-08-18	2014-08-26	3,801,744	$1.37	$5.21M	68,057,100	SEC↗
Clifford William Thaddeus	Director	A Award	2014-02-06	2014-02-10	35,000	—	$0	255,000	SEC↗
Weinberg Michael	Director	A Award	2014-02-06	2014-02-10	35,000	—	$0	305,000	SEC↗
Nemelka John Fritzen	Director	A Award	2014-02-06	2014-02-10	35,000	—	$0	112,544	SEC↗
Margolis Michael A	Director	A Award	2014-02-06	2014-02-10	35,000	—	$0	205,000	SEC↗
Jacobson Charles M	CFO	A Award	2013-06-14	2013-06-18	4,500	$0.92	$4.1K	4,500	SEC↗